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S••• T•• U•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

S••• T•• U•••• A••••

Advisor at C••••• I••••••••• A••••••• L••

FAIRFAX, VA

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Search this name across graphsid dfx:ria:0c3ec53f-41c9-d89a-c088-ad8e79094000

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 10, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 30, 2026	n/a	yes	FAIRFAX, VA	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Mar 7, 2022	Apr 2, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	C••••• I••••••••• A••••••• L••	Apr 2, 2026	Mar 30, 2026	-3	Firm change	Ibd to ibd
H••• S••••••••• •••• I•••	C••••••• S••••••••• I•••	Feb 18, 2022

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 30, 2026 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 7, 2022 to Apr 2, 2026factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Aug 18, 2020 to Feb 18, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Apr 2, 2026
Advisor changed firm
S••• T•• U•••• A•••• left C••••••• S••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-03-30)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2022
Advisor changed firm
S••• T•• U•••• A•••• left H••• S••••••••• •••• I••• for C••••••• S••••••••• I••• (registered 2022-03-07)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c3ec53f-41c9-d89a-c088-ad8e79094000
First observed: Apr 10, 2018
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.