T•••• L•• A••••

Advisor at T•• P••••• F•••••••• G•••• L••

SAN RAFAEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P••••• F•••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P••••• F•••••••• G•••• L••	Independent wealth	Jun 25, 2019	n/a	yes	SAN RAFAEL, CA	Current employment
P••••••••• F•••••••• S•••••••	n/a	Oct 17, 2013	Jun 24, 2019	no	SAN RAFAEL, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• F•••••••• S•••••••	T•• P••••• F•••••••• G•••• L••	Jun 24, 2019	Jun 25, 2019	1	Firm change	Other
S•••••• M••••• L••	P••••••••• F•••••••• S•••••••	Oct 17, 2013	Oct 17, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
13980:111639:CA:2019-06-21	Jun 24, 2019	Jun 25, 2019	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (4)

→ T•• P••••• F•••••••• G•••• L••Registered adviserregistration: current employment
Jun 25, 2019 to presentfactForm ADV
→ P••••••••• F•••••••• S•••••••Registered adviserregistration: previous registration
Oct 17, 2013 to Jun 24, 2019factForm ADV
→ S•••••• M••••• L••Registered adviserregistration: previous registration
Jun 13, 2006 to Oct 17, 2013factForm ADV
→ S•• C•••••• A••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 1, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.