T•• P••••• F•••••••• G•••• L••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0

Regulatory AUM

$205M••• Locked

Discretionary RAUM

$202M

Private client RAUM

$205Mderived••• Locked

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

6

RAUM per advisor

$34.2Mderived

• Occurred

  Jun 20, 2024
  Control person joined

  Chiaping Echo Chien (Chief Compliance Officer) appeared on Schedule A of T•• P••••• F•••••••• G•••• L••

  Form ADVobserved 7 days ago
• Occurred

  Mar 28, 2023
  Regulatory AUM changed

  T•• P••••• F•••••••• G•••• L•• reported RAUM $166.1M, down 38% from $266.9M (2022-12-22 to 2023-03-28)

  Form ADVobserved 7 days ago
  $-101M
• Occurred

  Dec 22, 2022
  Succession filed (Item 4)

  T•• P••••• F•••••••• G••••, Registered Investment Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 7 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:396121bd-511c-3cfd-8443-2c85082fbee5

First observed

Mar 30, 2012

Last observed

Jun 26, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.