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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ASPEN GROVE CAPITAL, LLC

CRD 158166

AVON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c44a627-749b-efd6-9b3c-58b13e601b32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 4
On other graphs: 0
Observed: May 24, 2013 to Sep 14, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.7BItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.5B
Private client RAUM: $6.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $741Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 22
Advisory employees: 12
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3,287
Individual clients: 40
Custody, client assets: $6.6B
SEC number: 801-78138
CRD: 158166
Filings on the tape: 21
First filed: May 24, 2013
Latest filed: Sep 14, 2026
Organised: Limited Liability Company, CO
Website: aspengrovellc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Leo Joseph Kraunelis	Chartered Financial Analyst	Avon, CO	8	10	n/a	no
Adam Charles Joice	Certified Financial Planner	Avon, CO	7	10	n/a	no
Jesse Sage Poznikowich	Chartered Financial Analyst	Avon, CO	4	11	n/a	no
BURTON SNYDER WIAND	n/a	Avon, CO	1	16	4	no
JEFFREY CLAYTON KIRWOOD	n/a	AVON, CO	1	15	1	no
Courtney Marie Ringlein	n/a	Avon, CO	0	14	n/a	no
Natalie Anne Miller	Chartered Financial Analyst	Englewood, CO \| AVON, CO	0	13	1	no
Lydia Smith	n/a	AVON, CO \| Bixby, OK	0	12	1	no
Michael Ryan Barondess	n/a	Denver, CO \| AVON, CO	0	10	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
AGC BLOCKCHAIN, LLC	Hedge Fund	$16.5M	Sep 14, 2026	17	Mar 31, 2023	reported	021-441105
AGC KSLCP VI, LLC	Hedge Fund	$6.9M	Sep 14, 2026	20	Mar 31, 2023	reported	021-435993

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GEISMAN, RICHARD, JESS	CHIEF COMPLIANCE OFFICER	B	yes	02/2013	Sep 14, 2026	Sep 14, 2026
KIRWOOD, JEFFREY, CLAYTON	TRUSTEE OF ASPEN GROVE TRUST	Na	yes	05/2017	Sep 14, 2026	Sep 14, 2026
ASPEN GROVE TRUST	Member	B	no	05/2017	Sep 14, 2026	Sep 14, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ASPEN GROVE CAPITAL PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Englewood	Co	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$6.7B	$5.5B	22	12	1	2	n/a
2024	Mar 31, 2025	$5.8B	$4.8B	21	11	1	2	n/a
2023	Mar 29, 2024	$5.2B	$4.0B	20	10	1	2	$34.9M
2022	Mar 31, 2023	$4.6B	$3.4B	14	9	0	2	$30.5M
2021	Mar 31, 2022	$5.0B	$3.2B	13	11	0	n/a	n/a
2020	Mar 29, 2021	$3.7B	$1.3B	9	8	0	n/a	n/a
2019	Mar 24, 2020	$3.2B	$1.1B	8	7	0	n/a	n/a
2018	Mar 29, 2019	$2.7B	$1.8B	8	8	0	n/a	n/a
2017	Mar 29, 2018	$2.8B	$1.3B	7	6	0	n/a	n/a
2016	Mar 31, 2017	$2.4B	$424M	7	6	n/a	n/a	n/a
2015	Mar 30, 2016	$1.4B	$146M	5	5	n/a	n/a	n/a
2014	Mar 31, 2015	$1.4B	$548M	5	5	n/a	n/a	n/a
2013	Mar 24, 2014	$1.4B	$483M	4	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	11.1%	0	0	0	3	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.7B	$5.8B	15.0%	$4.6B	13.3%	22	21	1	1

Relationships

Registered with (11)

← Michael Ryan BarondessAdvisorregistration: current employment
Sep 6, 2026 to presentfactForm ADV
← Lydia SmithAdvisorregistration: previous registration
Nov 9, 2023 to Jul 28, 2025factForm ADV
← Natalie Anne MillerAdvisorregistration: current employment
Mar 12, 2026 to presentfactForm ADV
← Courtney Marie RingleinAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← BURTON SNYDER WIANDAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← JEFFREY CLAYTON KIRWOODAdvisorregistration: previous registration
Sep 9, 2011 to Dec 31, 2013factForm ADV
← Jesse Sage PoznikowichAdvisorregistration: current employment
Oct 22, 2021 to presentfactForm ADV
← Adam Charles JoiceAdvisorregistration: current employment
Feb 20, 2019 to presentfactForm ADV
← Leo Joseph KraunelisAdvisorregistration: current employment
Sep 1, 2018 to presentfactForm ADV
← James Martin ElliottAdvisorregistration: previous registration
Jan 23, 2017 to Feb 2, 2026factForm ADV
← Jack BurnsAdvisorregistration: previous registration
May 9, 2024 to Jan 8, 2025factForm ADV

Advises (2)

→ AGC KSLCP VI, LLCPrivate fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ AGC BLOCKCHAIN, LLCPrivate fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV

Controls (2)

← GEISMAN, RICHARD, JESSOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
May 24, 2013 to Mar 29, 2024factForm ADV
← KIRWOOD, JEFFREY, CLAYTONOwnerTRUSTEE OF ASPEN GROVE TRUST, ownership code NA, individual
May 24, 2013 to Mar 29, 2024factForm ADV

Owns (1)

← ASPEN GROVE TRUSTOwnerMEMBER, ownership code B, domestic entity
May 3, 2017 to Mar 29, 2024factForm ADV

Dated events

Occurred
Feb 2, 2026
Advisor changed firm
James Martin Elliott left Aspen Grove Capital, Llc for Alpine Crest Private Wealth Llc (registered 2026-05-06)
Form ADVobserved 6 days ago
Occurred
Jan 8, 2025
Advisor changed firm
Jack Burns left Aspen Grove Capital, Llc for Ieq Capital, Llc (registered 2025-05-21)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Aspen Grove Capital, Llc reported RAUM $5.0B, up 33% from $3.7B (2022-01-11 to 2022-03-31)
Form ADVobserved 6 days ago
$1.2B
Occurred
May 24, 2013
First Form ADV filing
Aspen Grove Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c44a627-749b-efd6-9b3c-58b13e601b32
First observed: May 24, 2013
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASPEN GROVE CAPITAL, LLC

CRD 158166

AVON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c44a627-749b-efd6-9b3c-58b13e601b32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Leo Joseph Kraunelis

Chartered Financial Analyst

Avon, CO

n/a

Adam Charles Joice

Certified Financial Planner

Avon, CO

n/a

Jesse Sage Poznikowich

Chartered Financial Analyst

Avon, CO

n/a

BURTON SNYDER WIAND

n/a

Avon, CO

JEFFREY CLAYTON KIRWOOD

n/a

AVON, CO

Courtney Marie Ringlein

n/a

Avon, CO

n/a

Natalie Anne Miller

Chartered Financial Analyst

Englewood, CO | AVON, CO

Lydia Smith

n/a

AVON, CO | Bixby, OK

Michael Ryan Barondess

n/a

Denver, CO | AVON, CO

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

AGC BLOCKCHAIN, LLC

Hedge Fund

$16.5M

Sep 14, 2026

Mar 31, 2023

reported

021-441105

AGC KSLCP VI, LLC

Hedge Fund

$6.9M

Sep 14, 2026

Mar 31, 2023

reported

021-435993

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GEISMAN, RICHARD, JESS

CHIEF COMPLIANCE OFFICER

yes

02/2013

Sep 14, 2026

KIRWOOD, JEFFREY, CLAYTON

TRUSTEE OF ASPEN GROVE TRUST

yes

05/2017

Sep 14, 2026

ASPEN GROVE TRUST

Member

05/2017

Sep 14, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ASPEN GROVE CAPITAL PARTNERS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Englewood

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$6.7B

$5.5B

n/a

2024

Mar 31, 2025

$5.8B

$4.8B

n/a

2023

Mar 29, 2024

$5.2B

$4.0B

$34.9M

2022

Mar 31, 2023

$4.6B

$3.4B

$30.5M

2021

Mar 31, 2022

$5.0B

$3.2B

n/a

2020

Mar 29, 2021

$3.7B

$1.3B

n/a

2019

Mar 24, 2020

$3.2B

$1.1B

n/a

2018

Mar 29, 2019

$2.7B

$1.8B

n/a

2017

Mar 29, 2018

$2.8B

$1.3B

n/a

2016

Mar 31, 2017

$2.4B

$424M

n/a

2015

Mar 30, 2016

$1.4B

$146M

n/a

2014

Mar 31, 2015

$1.4B

$548M

n/a

2013

Mar 24, 2014

$1.4B

$483M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

11.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$6.7B

$5.8B

15.0%

$4.6B

13.3%