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Advisor at ASPEN GROVE CAPITAL, LLC
Avon, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASPEN GROVE CAPITAL, LLC | Independent wealth | Jan 1, 2025 | n/a | yes | Avon, CO | Current employment |
| YALE CAPITAL CORP. | Independent wealth | Feb 8, 2017 | May 18, 2023 | no | ST. PETERSBURG, FL | Previous registration |
| GFS PRIVATE WEALTH | Former SEC adviser | Oct 3, 2012 | Feb 6, 2017 | no | CLEARWATER, FL | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Sep 22, 2011 | Oct 1, 2012 | no | TAMPA, FL | Previous registration |
| SPENCER INTERNATIONAL ADVISORS INC | n/a | Jun 28, 2010 | Aug 1, 2011 | no | CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| YALE CAPITAL CORP. | ASPEN GROVE CAPITAL, LLC | May 18, 2023 | Jan 1, 2025 | 594 | Firm change after gap | RIA to RIA |
| GFS PRIVATE WEALTH | YALE CAPITAL CORP. | Feb 6, 2017 | Feb 8, 2017 | 2 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | GFS PRIVATE WEALTH | Oct 1, 2012 | Oct 3, 2012 | 2 | Firm change | Ibd to new firm |
| SPENCER INTERNATIONAL ADVISORS INC | RBC CAPITAL MARKETS, LLC | Aug 1, 2011 | Sep 22, 2011 | 52 | Firm change | Other |