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R••• P•••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

R••• P•••••• O•••••

Advisor at B•••• C••••••

WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:0c48b8a6-3059-988b-9faf-172eeb470b70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• C••••••	Independent wealth	Jun 10, 2014	n/a	yes	WEST DES MOINES, IA	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 25, 2011	Jun 3, 2014	no	CLIVE, IA\|WEST DES MOINES, IA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B•••• C••••••	Jun 3, 2014	Jun 10, 2014	7	Firm change	Other
D••••• C•••••• M•••••••••	W•••• F•••• A•••••••	May 2, 2011

Relationships

Registered with (4)

→ B•••• C••••••Registered adviserregistration: current employment
Jun 10, 2014 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 25, 2011 to Jun 3, 2014factForm ADV
→ D••••• C•••••• M•••••••••Registered adviserregistration: previous registration
May 26, 2005 to May 2, 2011factForm ADV
→ V•• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c48b8a6-3059-988b-9faf-172eeb470b70
First observed: Oct 18, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.