DFX Intelligence

B•••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

B•••• C••••••

B•••• C•••••• MANAGEMENT, L.L.C., CRD 132416

WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:956012a3-a310-dca3-f286-5a7ac4f5b6fd

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2012 to Jul 7, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $342M••• Locked
Discretionary RAUM: $250M
Private client RAUM: $327Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $85.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• F••••••••• B••••	n/a	WEST DES MOINES, IA \| Scottsdale, AZ	22	26	1	no
R••• P•••••• O•••••	n/a	WEST DES MOINES, IA	12	23

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••• C•••••• O••••••••• F•••• L•	Hedge Fund	$348,288	Oct 5, 2021	4	Mar 30, 2020	dropped	021-358083
D•• A••••• L••	Hedge Fund	$1,340	Mar 27, 2015

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• H•••••••• L••	MANAGING MEMBER	E	yes	06/2013	Jul 26, 2016	Nov 6, 2024
B••••• B••••• F•••••••••	Member	E	yes	05/2013	Mar 3, 2012	Nov 6, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••• M••••••	n/a	n/a	n/a	N	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
WEST DES MOINES	Ia	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$342M	$298M	14.6%	$238M	12.8%	5	5	2	2

Relationships

Registered with (4)

← E•••• L••••• K•••••Advisorregistration: current employment
Jun 4, 2020 to presentfactForm ADV
← D•••• B••••••• M••••••Advisorregistration: current employment
Jun 17, 2016 to presentfactForm ADV
← R••• P•••••• O•••••Advisorregistration: current employment
Jun 10, 2014 to presentfactForm ADV
← B•••• F••••••••• B••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:956012a3-a310-dca3-f286-5a7ac4f5b6fd
First observed: Mar 3, 2012
Last observed: Jul 7, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.