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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

MARK KENNETH VIGIL

Advisor at LPL FINANCIAL LLC

CARLSBAD, CA

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Search this name across graphsid dfx:ria:0c53b452-689b-3a9d-445f-2e20d484e406

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 20, 1998
First registration: May 15, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2999210

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 29, 2026	n/a	yes	CARLSBAD, CA	Current employment
KESTRA PRIVATE WEALTH SERVICES, LLC	Bd affiliated wealth	May 6, 2019	Jun 30, 2026	no	Carlsbad, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jan 10, 2012	May 8, 2019	no	Carlsbad, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 7, 2005	Jan 12, 2012	no	CARLSBAD, CA\|CARLSBAD, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	May 15, 2001	Jan 18, 2005	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA PRIVATE WEALTH SERVICES, LLC	LPL FINANCIAL LLC	Jun 30, 2026	Jun 29, 2026	-1	Firm change	Ibd to ibd
MORGAN STANLEY	KESTRA PRIVATE WEALTH SERVICES, LLC	May 8, 2019	May 6, 2019	-2	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Jan 12, 2012	Jan 10, 2012	-2	Firm change	Wirehouse to wirehouse
WELLS FARGO INVESTMENTS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 18, 2005	Jan 7, 2005	-11	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ KESTRA PRIVATE WEALTH SERVICES, LLCRegistered adviserregistration: previous registration
May 6, 2019 to Jun 30, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 10, 2012 to May 8, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 7, 2005 to Jan 12, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 15, 2001 to Jan 18, 2005factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
Mark Kenneth Vigil left Kestra Private Wealth Services, Llc for Lpl Financial Llc (registered 2026-06-29)
Form ADVobserved 6 days ago