DFX Intelligence

R•••• K•••••• O•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

R•••• K•••••• O•••••••••

Advisor at C•••••• C•••••• M••••••••• A•••••••• L••

LISLE, IL

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Search this name across graphsid dfx:ria:0c563f3b-ff50-ab38-781b-078795a08864

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 5, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C•••••• M••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C•••••• M••••••••• A•••••••• L••	Independent wealth	Apr 12, 2005	n/a	yes	LISLE, IL\|LISLE, IL	Current employment
A••••••• T•••• I••••••••• S••••••• A•••••••• I•••	State registered	Aug 5, 2025	Sep 29, 2025	no	WHITING, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• T•••• I••••••••• S••••••• A•••••••• I•••	n/a	Sep 29, 2025	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ C•••••• C•••••• M••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 12, 2005 to presentfactForm ADV
→ A••••••• T•••• I••••••••• S••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 5, 2025 to Sep 29, 2025factForm ADV

Dated events

Occurred
Sep 29, 2025
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c563f3b-ff50-ab38-781b-078795a08864
First observed: Aug 5, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.