DFX Intelligence

K••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

K••••••• S•••••••

Advisor at L••••• F•••••••• G••••• L••

SAINT LOUIS, MO | Greenwood Village, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 25, 2026, 6:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Jan 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• G••••• L••	Bd affiliated wealth	Jun 24, 2024	n/a	yes	Greenwood Village, CO\|SAINT LOUIS, MO	Current employment
F•••••••• G••••• I••••••••• M••••••••• C••••	Asset manager	Aug 9, 2021	Dec 1, 2023	no	NEW YORK, NY\|Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• A•••••••• A• D••••••• O• F•••••••• M••• L••	L••••• F•••••••• G••••• L••	Dec 1, 2023	Jun 24, 2024	206	Firm change	Other
F•••••••• S••••••••• C••••	L••••• F•••••••• G••••• L••	Dec 1, 2023	Jun 24, 2024

Relationships

Registered with (5)

→ L••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jun 24, 2024 to presentfactForm ADV
→ M•• A•••••••• A• D••••••• O• F•••••••• M••• L••Registered adviserregistration: previous registration
Jan 12, 2015 to Dec 1, 2023factForm ADV
→ F•••••••• I••••••••• C•••••••••Registered adviserregistration: previous registration
Jan 5, 2015 to Dec 1, 2023factForm ADV
→ F•••••••• S••••••••• C••••

Dated events

Order

Occurred
1 Dec 2023
Advisor changed firm4 events
K••••••• S•••••••: advisor changed firm, 4 firms, on 1 Dec 2023
- ••• Locked
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 5, 2015
Last observed: Sep 14, 2026 11 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.