DFX Intelligence

F•••••••• S••••••••• C••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

F•••••••• S••••••••• C••••

CRD 5009

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:432e8c3e-da75-0603-764f-fc9bef26bfda

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 354
Dated events: 12
On other graphs: 0
Observed: Nov 11, 2011 to Jun 29, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=216.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 209
Employees: 311
Advisory employees: 213
Offices: 3Schedule D 1.F, beyond the principal office

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••• L•• D••••	n/a	Gibsonia, PA \| PITTSBURGH, PA	14	33	n/a	yes
E•••••••• M••• A••••	n/a	PITTSBURGH, PA	6	26

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• H•••••• I•••	Owner	E	yes	03/1999	Mar 30, 2020	Mar 27, 2024
F•• H•••••••• I•••	Owner	E	yes	03/1999	Nov 11, 2011	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••••• I••••••••• M••••••••• C••••••	n/a	Asset manager	$590B	N	yes	n/a
F•••••••• I••••••••• C•••••••••	n/a	Institutional manager	$207B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	9	-8	4.3%	0	2	0	5	12

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	311	300	3	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••••••• I••••••••• C•••••••••	2	Aug 7, 2024	Sep 20, 2022	SEWICKLEY, PA	CHA•••L_CHANGE	Other	1.1%
F•••••••• I••••••••• C•••••••••	2	Mar 25, 2019	Feb 9, 2016

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••••••• I••••••••• C•••••••••	5	Nov 20, 2017	Apr 4, 2014	PITTSBURGH, PA	CHA•••L_CHANGE	Other	2.7%
F•••••••• I••••••••• C•••••••••	3	Apr 13, 2017	Sep 20, 2010

Relationships

showing 80 of 354

Registered with (58)

← T••••••• H• R••••••Advisorregistration: current employment
Sep 17, 2026 to presentfactForm ADV
← A••••• S•••• W••••••••Advisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← H••••• E••••• T••••••••Advisorregistration: current employment
Aug 10, 2026 to presentfactForm ADV
← A•••••• E••• D•••••••

Dated events

Occurred
Aug 25, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 1, 2026
Advisor changed firm
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:432e8c3e-da75-0603-764f-fc9bef26bfda
First observed: Nov 11, 2011
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.