DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 105325
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN BASIL FISHER | n/a | PITTSBURGH, PA | 33 | 46 | n/a | no |
| SCOTT JAMES CHARLTON | n/a | PITTSBURGH, PA | BOSTON, MA | Dallas, TX | NEW YORK, NY | 31 | 37 | n/a | yes |
| WILLIAM POLLARD PRIBANIC | n/a | PITTSBURGH, PA | 25 | 25 | n/a | no |
| BRYAN MARKHAM BURKE | n/a | Pittsburgh, PA | Hilton Head, SC | PITTSBURGH, PA | BOSTON, MA | Sewickley, PA | NEW YORK, NY | 24 | 30 | n/a | yes |
| DEBORAH ANN CUNNINGHAM | n/a | PITTSBURGH, PA | 24 | 45 | n/a | no |
| SUSAN ROBINSON HILL | n/a | PITTSBURGH, PA | 24 | 36 | n/a | no |
| JOSEPH MARK NATOLI | n/a | PITTSBURGH, PA | 24 | 37 | n/a | no |
| BRUCE EDWARD HASTINGS | n/a | NEW YORK, NY | Nederland, CO | BOSTON, MA | PITTSBURGH, PA | NEDERLAND, CO | 24 | 39 | n/a | yes |
| KENNETH COLLEN BABER | n/a | Pittsburgh, PA | NEW YORK, NY | BOSTON, MA | PITTSBURGH, PA | Morgantown, WV | Washington, PA | 24 | 25 | n/a | yes |
| MARK JOSEPH STRUBEL | n/a | NEW YORK, NY | Dallas, TX | DALLAS, TX | BOSTON, MA | PITTSBURGH, PA | 24 | 34 | n/a | yes |
| PAUL ADAM UHLMAN | n/a | Pittsburgh, PA | PITTSBURGH, PA | BOSTON, MA | NEW YORK, NY | 24 | 36 | 1 | yes |
| JAMES SHERIDAN CONELY | n/a | BOSTON, MA | PITTSBURGH, PA | NEW YORK, NY | Brighton, MI | 23 | 30 | 1 | yes |
| MARCUS VINCENT PERSICHETTI | n/a | PITTSBURGH, PA | BOSTON, MA | NEW YORK, NY | Blairsville, PA | Pittsburgh, PA | 23 | 25 | n/a | yes |
| JOHN PAUL LIEKAR | n/a | Plano, TX | PLANO, TX | NEW YORK, NY | BOSTON, MA | PITTSBURGH, PA | 23 | 24 | n/a | yes |
| RICHARD COLLINS MIHM | n/a | Wexford, PA | PITTSBURGH, PA | BOSTON, MA | NEW YORK, NY | Pittsburgh, PA | 23 | 41 | n/a | yes |
| GEORGE MATTHEW HNARAS | n/a | Pittsburgh, PA | NEW YORK, NY | BOSTON, MA | Westerville, OH | PITTSBURGH, PA | 23 | 28 | n/a | yes |
| IRVING FRASIA ANDERSON | n/a | NEW YORK, NY | PITTSBURGH, PA | BOSTON, MA | Cary, NC | 23 | 35 | n/a | yes |
| JOHN ADOLPHUS STALEY | n/a | Pittsburgh, PA | NEW YORK, NY | PITTSBURGH, PA | BOSTON, MA | 23 | 36 | 1 | yes |
| DANIEL PATRICK CASEY | n/a | PITTSBURGH, PA | BOSTON, MA | New York, NY | Denville, NJ | 23 | 24 | 1 | yes |
| VINCENT THOMAS MORROW | n/a | Bedford, NY | PITTSBURGH, PA | Bedford, NJ | New York, NY | BOSTON, MA | 22 | 31 | n/a | yes |
| PATRICK MICHAEL KELLY | n/a | BOSTON, MA | Cincinnati, OH | PITTSBURGH, PA | NEW YORK, NY | 22 | 24 | n/a | yes |
| EDWIN CLETUS KOONTZ | n/a | BOSTON, MA | PITTSBURGH, PA | Bethel Park, PA | NEW YORK, NY | Pittsburgh, PA | 22 | 33 | n/a | yes |
| JONATHAN PAUL SULLIVAN | n/a | BOSTON, MA | Scituate, MA | PITTSBURGH, PA | NEW YORK, NY | SCITUATE, MA | 22 | 22 | n/a | yes |
| DIANE MCCONAGHY ROBINSON | n/a | BOSTON, MA | NEW YORK, NY | CAMBRIDGE, MD | Cambridge, MD | PITTSBURGH, PA | 22 | 25 | n/a | yes |
| ERIK JAKOB ZETTELMAYER | n/a | Plum, PA | PITTSBURGH, PA | BOSTON, MA | NEW YORK, NY | Pittsburgh, PA | 22 | 31 | n/a | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| FEDERATED INVESTORS COMMON TRUST FUND INSTITUTIONAL FIXED INCOME FUND | Other Private Fund | $1.9B | May 9, 2012 | 1 | Mar 12, 2012 | dropped | n/a |
| FEDERATED HERMES SHORT-TERM U.S. PRIME FUND | Liquidity Fund | $1.4B | Mar 15, 2024 | 290 | Mar 12, 2012 | reported | 021-139764 |
| FEDERATED HERMES SHORT-TERM U.S. GOV SECURITIES FUND | Liquidity Fund | $673M | Mar 15, 2024 | 458 | Mar 12, 2012 | reported | 021-139764 |
| FEDERATED HERMES PRIME PRIVATE LIQUIDITY FUND | Liquidity Fund | $264M | Mar 15, 2024 | 16 | Oct 14, 2016 | reported | 021-271216 |
| FEDERATED SHORT-TERM U.S. TREASURY SECURITIES | Liquidity Fund | $185M | Jun 20, 2019 | 25 | Mar 12, 2012 | dropped | 021-139764 |
| ICBC FEDERATED ACTIVE CASH FIXED INCOME FUND | Hedge Fund | $106M | Nov 5, 2020 | 3 | Mar 18, 2019 | dropped | 021-326000 |
| FEDERATED SHORT-TERM STERLING LIQUIDITY FUND | Liquidity Fund | $77.7M | May 9, 2012 | 2 | Mar 12, 2012 | dropped | 021-139764 |
| FEDERATED SHORT-TERM EURO FUND | Liquidity Fund | $74.3M | Sep 27, 2013 | 15 | Mar 12, 2012 | dropped | 021-139764 |
| FEDERATED EMERGING MARKETS GLOBAL DEBT FUND | Other Private Fund | $35.9M | Mar 19, 2014 | 5 | Mar 13, 2013 | dropped | 021-139764 |
| FEDERATED HIGH INCOME ADVANTAGE FUND | Other Private Fund | $29.9M | Mar 19, 2014 | 24 | Mar 13, 2013 | dropped | 021-139764 |
| FEDERATED U.S. TOTAL RETURN BOND FUND | Other Private Fund | $5.8M | Mar 19, 2014 | 3 | Mar 13, 2013 | dropped | 021-139764 |
| FEDERATED STRATEGIC VALUE EQUITY FUND | Other Private Fund | $3.0M | Mar 19, 2014 | 31 | Mar 13, 2013 | dropped | 021-139764 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AUTH, STEPHEN, FRANK | EVP, CIO - EQUITY | Na | yes | 04/2000 | Mar 12, 2012 | Mar 15, 2024 |
| CUNNINGHAM, DEBORAH, ANN | EXEC VICE PRESIDENT/CIO-MONEY MARKETS | Na | yes | 05/1981 | Mar 12, 2012 | Mar 15, 2024 |
| DONAHUE, JOHN, CHRISTOPHER | Trustee | Na | yes | 04/1989 | Mar 12, 2012 | Mar 15, 2024 |
| DONAHUE, THOMAS, ROBERT | TRUSTEE, TREASURER | Na | yes | 08/1995 | Mar 12, 2012 | Mar 15, 2024 |
| FEDERATED HERMES, INC. | Shareholder | E | yes | 03/1983 | Mar 17, 2020 | Mar 15, 2024 |
| FII HOLDINGS, INC. | Shareholder | E | yes | 12/1989 | Mar 12, 2012 | Mar 15, 2024 |
| FISHER, JOHN, BASIL | TRUSTEE, PRESIDENT,CEO | Na | yes | 03/1997 | Mar 12, 2012 | Mar 15, 2024 |
| Jacobs, Gina | Trustee | Na | yes | 04/2019 | May 20, 2019 | Mar 15, 2024 |
| OCHSON, MARY JO | CIO -TAX-FREE MONEY MARKETS | Na | yes | 04/2004 | Mar 12, 2012 | Mar 15, 2024 |
| OSTROWSKI, ROBERT, JOHN | EXEC VICE PRESIDENT/CIO-GLOBAL FIXED INCOME | Na | yes | 05/1987 | Mar 12, 2012 | Mar 15, 2024 |
| UHLMAN, PAUL, ADAM | EXECUTIVE VICE PRESIDENT | Na | yes | 08/2016 | Sep 7, 2016 | Mar 15, 2024 |
| VAN METER, STEPHEN, PAUL | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2015 | Jul 30, 2015 | Mar 15, 2024 |
| Gallagher, James, Joseph | Trustee | Na | no | 01/2018 | Mar 16, 2018 | Mar 15, 2024 |
| MAGERA, GEORGE, FRANK | Secretary | Na | no | 08/2013 | Sep 27, 2013 | Mar 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FEDERATED INVESTMENT MANAGEMENT COMPANY | n/a | Asset manager | $590B | N | yes | n/a |
| FEDERATED MDTA LLC | n/a | Asset manager | $26B | N | yes | n/a |
| HERMES INVESTMENT MANAGEMENT LIMITED | n/a | Asset manager | $25B | N | yes | n/a |
| FEDERATED HERMES (UK) LLP | n/a | Asset manager | $25B | N | yes | n/a |
| FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | n/a | Asset manager | $14B | N | yes | n/a |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | n/a | Asset manager | $14B | N | yes | n/a |
| HERMES GPE LLP | n/a | Institutional manager | $8.9B | N | yes | n/a |
| HERMES GPE (USA) INC | n/a | Asset manager | $1.7B | N | yes | n/a |
| FEDERATED SECURITIES CORP. | n/a | No RAUM reported | $0 | N | yes | n/a |
| FEDERATED ADVISORY SERVICES COMPANY | n/a | No RAUM reported | n/a | N | yes | n/a |
| FEDERATED HERMES JAPAN LTD. | n/a | n/a | n/a | N | yes | n/a |
| FEDERATED INTERNATIONAL SECURITIES CORP. | n/a | Former SEC adviser | n/a | N | yes | n/a |
| FEDERATED INVESTORS AUSTRALIA SERVICES LTD | n/a | n/a | n/a | N | yes | n/a |
| FEDERATED INVESTORS TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC | n/a | n/a | n/a | N | yes | n/a |
| HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HERMES FUND MANAGERS IRELAND LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HERMES GPE (SINGAPORE) PTE LIMITED | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 8 | no |
| NEW YORK | NY | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 29, 2026 | $207B | $207B | 213 | 141 | 2 | 3 | n/a |
| 2024 | Mar 14, 2025 | $200B | $200B | 213 | 142 | 2 | 3 | n/a |
| 2023 | Mar 15, 2024 | $185B | $185B | 215 | 145 | 2 | 3 | $2.3B |
| 2022 | Mar 16, 2023 | $165B | $165B | 210 | 143 | 2 | 3 | $2.7B |
| 2021 | Mar 15, 2022 | $149B | $149B | 198 | 139 | 1 | 3 | $2.8B |
| 2020 | Mar 15, 2021 | $126B | $126B | 196 | 138 | 1 | 3 | $3.1B |
| 2019 | Mar 17, 2020 | $116B | $116B | 189 | 124 | 0 | 4 | $5.1B |
| 2018 | Mar 18, 2019 | $98B | $76B | 178 | 119 | 0 | 5 | $4.7B |
| 2017 | Mar 16, 2018 | $77B | $73B | 177 | 121 | 0 | 4 | $5.4B |
| 2016 | Mar 20, 2017 | $70B | $65B | 173 | 125 | n/a | 4 | $5.0B |
| 2015 | Mar 16, 2016 | $58B | $53B | 171 | 125 | n/a | 3 | $4.5B |
| 2014 | Mar 16, 2015 | $59B | $54B | 151 | 121 | n/a | 3 | $6.6B |
| 2013 | Mar 17, 2014 | $67B | $61B | 162 | 131 | n/a | 7 | $7.3B |
| 2012 | Mar 13, 2013 | $58B | $53B | 155 | 132 | n/a | 8 | $8.1B |
| 2011 | Mar 12, 2012 | $57B | $52B | n/a | n/a | n/a | 6 | $8.4B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 10 | -8 | 4.1% | 0 | 2 | 0 | 4 | 12 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $207B | $200B | 3.8% | $165B | 7.9% | 213 | 213 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | 2 | Aug 7, 2024 | Sep 27, 2022 | SEWICKLEY, PA | Channel change | Other | 0.9% |
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | 3 | Jul 5, 2019 | Aug 22, 2016 | PITTSBURGH, PA | Channel change | Other | 1.6% |
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | 2 | Sep 25, 2018 | Nov 18, 2015 | PITTSBURGH, PA | Channel change | Other | 1.1% |
| FEDERATED SECURITIES CORP. | 5 | Nov 20, 2017 | Apr 4, 2014 | PITTSBURGH, PA | Channel change | Other | 2.7% |
| FEDERATED SECURITIES CORP. | 3 | Apr 13, 2017 | Sep 20, 2010 | PITTSBURGH, PA | Channel change | Other | 1.6% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FEDERATED SECURITIES CORP. | 2 | Aug 7, 2024 | Sep 20, 2022 | SEWICKLEY, PA | Channel change | Other | 1.1% |
| FEDERATED SECURITIES CORP. | 2 | Mar 25, 2019 | Feb 9, 2016 | PITTSBURGH, PA | Channel change | Other | 1.2% |
| FEDERATED SECURITIES CORP. | 2 | Sep 25, 2018 | Nov 12, 2015 | PITTSBURGH, PA | Channel change | Other | 1.3% |