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Advisor at SOUTHLAND EQUITY PARTNERS, LLC.
Walnut Creek, CA | WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | WALNUT CREEK, CA | Current employment |
| SOUTHLAND EQUITY PARTNERS, LLC. | Independent wealth | Oct 20, 2023 | n/a | yes | Walnut Creek, CA | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Dec 18, 2007 | Nov 3, 2023 | no | WALNUT CREEK, CA|WALNUT CREEK, CA|WALNUT CREEK, CA | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Jul 8, 1997 | Dec 19, 2007 | no | WALNUT CREEK, CA|WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | SOUTHLAND EQUITY PARTNERS, LLC. | Nov 3, 2023 | Oct 20, 2023 | -14 | Firm change | Ibd to RIA |
| 1717 CAPITAL MANAGEMENT COMPANY | FSC SECURITIES CORPORATION | Dec 19, 2007 | Dec 18, 2007 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7461:154481:CA:2023-11-03 | Nov 3, 2023 | Oct 20, 2023 | WALNUT CREEK, CA | Firm change |