DFX Intelligence
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Reading the graph
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Advisor at G•••••• G•••••• • S••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••• G•••••• • S••••• L•• | Independent wealth | Sep 29, 2010 | n/a | yes | SCOTTSDALE, AZ|Ann Arbor, MI|BROOMFIELD, CO|Fort Collins, CO | Current employment |
| A•••• F•••••••• G••••• I••• | n/a | Jan 7, 2008 | Sep 28, 2010 | no | SCOTTSDALE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• F•••••••• G••••• I••• | G•••••• G•••••• • S••••• L•• | Sep 28, 2010 | Sep 29, 2010 | 1 | Firm change | Other |
| A•••• M••••••••• G•••• L•• | A•••• F•••••••• G••••• I••• | Dec 31, 2007 | Jan 7, 2008 |
| A•••• M••••••••• G•••• L•• | n/a | Nov 29, 2002 | Dec 31, 2007 | no | PHOENIX, AZ | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Jan 16, 1998 | Dec 31, 2002 | no | SCOTTSDALE, AZ | Previous registration |
| 7 |
| Firm change |
| Other |
| F•• S••••••••• C••••••••• | A•••• M••••••••• G•••• L•• | Dec 31, 2002 | Nov 29, 2002 | -32 | Firm change after gap | Other |