DFX Intelligence

M•••••• T••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• T••••• H•••••••

Advisor at N•••••••• B••••• B• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:0c61602d-53e2-d77c-f016-02f326c8ba12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• B••••• B• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• B••••• B• L••	No RAUM reported	Mar 14, 2011	n/a	yes	NEW YORK, NY	Current employment
N•••••••• B••••• M••••••••• L••	Former SEC adviser	Oct 6, 2006	Dec 31, 2009	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• B••••• M••••••••• L••	N•••••••• B••••• B• L••	Dec 31, 2009	Mar 14, 2011	438	Firm change after gap	Other

Relationships

Registered with (2)

→ N•••••••• B••••• B• L••Registered adviserregistration: current employment
Mar 14, 2011 to presentfactForm ADV
→ N•••••••• B••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 6, 2006 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c61602d-53e2-d77c-f016-02f326c8ba12
First observed: Oct 6, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.