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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JOHN CHRISTOPHER NORI

Advisor at OSAIC WEALTH, INC.

STERLING HEIGHTS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c63e857-38ee-37d3-9100-cb8ec817628f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 15
Exams: S65|S63|S66
First exam: Jun 26, 1996
First registration: Jun 12, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2505172

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	STERLING HEIGHTS, MI	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 26, 2010	Sep 1, 2023	no	HUNTERSVILLE, NC\|STERLING HEIGHTS, MI\|STERLING HEIGHTS, MI\|BYRON CENTER, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 12, 2002	Jul 15, 2005	no	CLINTON TOWNSHIP, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SAGEPOINT FINANCIAL, INC.	Jul 15, 2005	Oct 26, 2010	1,929	Firm change after gap	Other

Relationships

Registered with (3)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 26, 2010 to Sep 1, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 12, 2002 to Jul 15, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c63e857-38ee-37d3-9100-cb8ec817628f
First observed: Jun 12, 2002
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN CHRISTOPHER NORI

Advisor at OSAIC WEALTH, INC.

STERLING HEIGHTS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c63e857-38ee-37d3-9100-cb8ec817628f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

OSAIC WEALTH, INC.

Bd affiliated wealth

Sep 1, 2023

n/a

yes

STERLING HEIGHTS, MI

Current employment

SAGEPOINT FINANCIAL, INC.

Former SEC adviser

Oct 26, 2010

Sep 1, 2023

HUNTERSVILLE, NC|STERLING HEIGHTS, MI|STERLING HEIGHTS, MI|BYRON CENTER, MI

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Jun 12, 2002

Jul 15, 2005

CLINTON TOWNSHIP, MI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SAGEPOINT FINANCIAL, INC.

OSAIC WEALTH, INC.

Sep 1, 2023

Bulk transfer

Ibd to ibd

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SAGEPOINT FINANCIAL, INC.

Jul 15, 2005

Oct 26, 2010

1,929

Firm change after gap

Other