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C••••• A• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

C••••• A• V••••••

Advisor at C•••••••

Fort Worth, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c6d08b6-011e-2aff-2664-04ad54e5e2a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Apr 25, 2023	n/a	yes	Fort Worth, TX	Current employment
O•••• W••••• P•••••••• I•••	Former SEC adviser	Apr 10, 2018	Oct 27, 2023	no	FORT WORTH, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W••••• P•••••••• I•••	C•••••••	Oct 27, 2023	Apr 25, 2023	-185	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O•••• W••••• P•••••••• I•••	Jun 27, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
152919:175112:TX:2023-10-27	Oct 27, 2023	Apr 25, 2023	FORT WORTH, TX	Firm change after gap

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Apr 25, 2023 to presentfactForm ADV
→ O•••• W••••• P•••••••• I•••Registered adviserregistration: previous registration
Apr 10, 2018 to Oct 27, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 17, 2014 to Jun 27, 2017factForm ADV

Dated events

Occurred
Oct 27, 2023
Advisor changed firm
C••••• A• V•••••• left O•••• W••••• P•••••••• I••• for Captrust (registered 2023-04-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c6d08b6-011e-2aff-2664-04ad54e5e2a8
First observed: Apr 17, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.