DFX Intelligence

R••• R••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R••• R••••• P•••••

Advisor at R••• N•••• C•••••• I••••••••• A•••••••

NASHUA, NH | BRAINTREE, MA

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Search this name across graphsid dfx:ria:0c6e4665-c4a0-4736-30c7-8104a8e8e806

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• N•••• C•••••• I••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• N•••• C•••••• I••••••••• A•••••••	Independent wealth	Dec 9, 2025	n/a	yes	NASHUA, NH\|BRAINTREE, MA	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Mar 20, 2023	Mar 4, 2026	no	PHOENIX, AZ\|Nashua, NH\|NASHUA, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	R••• N•••• C•••••• I••••••••• A•••••••	Mar 4, 2026	Dec 9, 2025	-85	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
175083:336740:NH:2026-03-04	Mar 4, 2026	Dec 9, 2025	NASHUA, NH	Firm change after gap

Relationships

Registered with (2)

→ R••• N•••• C•••••• I••••••••• A•••••••Registered adviserregistration: current employment
Dec 9, 2025 to presentfactForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 20, 2023 to Mar 4, 2026factForm ADV

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c6e4665-c4a0-4736-30c7-8104a8e8e806
First observed: Mar 20, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.