DFX Intelligence

A••••• J••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

A••••• J••• R•••

Advisor at B••• • G••••• L••

Elmhurst, IL | CINCINNATI, OH

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Search this name across graphsid dfx:ria:0c7c77ef-fde1-8686-6db6-c434cb1b8050

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• • G••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• • G••••• L••	Mixed wealth	Feb 28, 2024	n/a	yes	Elmhurst, IL\|CINCINNATI, OH	Current employment
A••••••• A•••• M••••••••• I•••	Mixed wealth	Oct 5, 2009	Jul 6, 2023	no	CHICAGO, IL\|LISLE, IL\|ELMHURST, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A•••• M••••••••• I•••	B••• • G••••• L••	Jul 6, 2023	Feb 28, 2024	237	Firm change	Other
G••••••••• I•••••••••	A••••••• A•••• M••••••••• I•••	Nov 4, 2008	Oct 5, 2009

Relationships

Registered with (4)

→ B••• • G••••• L••Registered adviserregistration: current employment
Feb 28, 2024 to presentfactForm ADV
→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 5, 2009 to Jul 6, 2023factForm ADV
→ G••••••••• I•••••••••Registered adviserregistration: previous registration
Nov 9, 2004 to Nov 4, 2008factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Jul 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c7c77ef-fde1-8686-6db6-c434cb1b8050
First observed: Apr 25, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.