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Advisor at HARBOR INVESTMENT ADVISORY, LLC
Lutherville, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARBOR INVESTMENT ADVISORY, LLC | Mixed wealth | Jul 28, 2017 | n/a | yes | Lutherville, MD | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 31, 2017 | no | Lutherville, MD | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 13, 2007 | Jun 1, 2009 | no | LUTHERVILLE, MD | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Jan 31, 2006 | May 7, 2007 | no | LAUREL, MD|LAUREL , MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | HARBOR INVESTMENT ADVISORY, LLC | Jul 31, 2017 | Jul 28, 2017 | -3 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 7, 2007 | Jun 13, 2007 | 37 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:151085:MD:2017-07-31 | Jul 31, 2017 | Jul 28, 2017 | LUTHERVILLE, MD | Firm change |