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CRD 151085
LUTHERVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| STEPHEN JOHN KELLY | n/a | Lutherville, MD | LUTHERVILLE, MD | 16 | 43 | 2 | yes |
| ROBERT WILMER BLACK | n/a | Lutherville, MD | 16 | 40 | 2 | yes |
| LISA MICHELL HOWARD | n/a | Lutherville, MD | 15 | 26 | 1 | yes |
| CHAMPE SEABURY ANDREWS | n/a | Lutherville, MD | 15 | 31 | 1 | yes |
| GREGORY EDWARD PARANZINO | Certified Financial Planner | Lutherville, MD | 15 | 32 | 1 | yes |
| R. MATTHEW WILLIAMS NOVAK | Certified Financial Planner | LUTHERVILLE, MD | 15 | 20 | 1 | yes |
| GEOFFREY PHILIPP BURROUGHS | Certified Financial Planner | LUTHERVILLE, MD | Rockville, MD | 13 | 19 | 2 | yes |
| ANDREW WILLIAM SULLIVAN | n/a | Lutherville, MD | 12 | 19 | n/a | yes |
| FRED CREGAN HILL | n/a | LUTHERVILLE, MD | Lutherville, MD | 12 | 39 | 2 | yes |
| JAMES W CURRAN | Certified Financial Planner | Lutherville, MD | 11 | 40 | 3 | yes |
| FREMONT JAMES KNITTLE | n/a | Lutherville, MD | 11 | 15 | 1 | yes |
| JOHN THOMAS HALLERON | Certified Financial Planner | Lutherville, MD | 11 | 29 | 1 | yes |
| CHARLES RUSSELL WARD | Certified Financial Planner | Lutherville, MD | 11 | 25 | 3 | yes |
| ROBERT EARLE LAUBACH | Chartered Financial Consultant | Lutherville, MD | 9 | 42 | 2 | yes |
| PAUL MICHAEL FOX | Certified Financial Planner | Lutherville, MD | 9 | 33 | 2 | yes |
| JANET C MARQUARDT | n/a | Lutherville, MD | 9 | 29 | 3 | yes |
| JENNIFER LOWE WINSLOW | Certified Financial Planner | Lutherville, MD | 9 | 20 | 3 | yes |
| ARTHUR PATRICK BOYKIN | n/a | Lutherville, MD | 9 | 17 | 1 | yes |
| ELIAS D. POE | n/a | LUTHERVILLE, MD | 8 | 26 | 3 | yes |
| SCOTT GAITHER HAHN | Certified Financial Planner | Lutherville, MD | LUTHERVILLE, MD | 7 | 14 | 2 | yes |
| WILLIAM CHRISTOPHER SCHADTY | n/a | Lutherville, MD | 6 | 27 | 3 | yes |
| Edward Hicks Worthington | n/a | LUTHERVILLE, MD | 5 | 16 | n/a | yes |
| Jessie Lake Willinghan | n/a | LUTHERVILLE, MD | 5 | 10 | n/a | yes |
| KATRINA MARYA KUNKLER | n/a | LUTHERVILLE, MD | 4 | 13 | n/a | yes |
| Daniel Lawrence Baker | n/a | LUTHERVILLE, MD | 2 | 12 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BLACK, ROBERT WILMER III | VICE PRESIDENT | Na | yes | 12/2019 | Sep 1, 2026 | Sep 1, 2026 |
| DEAN, RAYMOND PATRICK | TREASURER AND SECRETARY, FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | Na | yes | 12/2019 | Sep 1, 2026 | Sep 1, 2026 |
| HARBOR INVESTMENT | SOLE MEMBER | E | yes | 06/2009 | Sep 1, 2026 | Sep 1, 2026 |
| HILL, FRED CREGAN JR | President | Na | yes | 12/2019 | Sep 1, 2026 | Sep 1, 2026 |
| SCHADTY, WILLIAM | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2020 | Sep 1, 2026 | Sep 1, 2026 |
| BLACK, ROBERT WILMER III | Member | C | yes | 06/2009 | Dec 13, 2011 | Sep 12, 2024 |
| HARBOR INVESTMENT MANAGEMENT, LLC | SOLE MEMBER | E | yes | 06/2009 | Dec 13, 2011 | Sep 12, 2024 |
| HILL, FRED CREGAN JR | Member | C | yes | 01/2015 | Nov 19, 2014 | Sep 12, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Rockville | Md | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $6.9B | $3.7B | 35 | 30 | 1 | n/a | n/a |
| 2024 | Mar 21, 2025 | $6.0B | $3.2B | 34 | 28 | 1 | n/a | n/a |
| 2023 | Mar 27, 2024 | $5.2B | $2.7B | 33 | 29 | 1 | n/a | n/a |
| 2022 | Mar 30, 2023 | $4.2B | $2.1B | 34 | 29 | 1 | n/a | n/a |
| 2021 | Mar 31, 2022 | $4.7B | $2.3B | 30 | 28 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $3.7B | $1.7B | 30 | 27 | 0 | n/a | n/a |
| 2019 | Mar 28, 2020 | $2.8B | $1.3B | 29 | 27 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $2.3B | $1.1B | 29 | 27 | 0 | n/a | n/a |
| 2017 | Mar 27, 2018 | $2.1B | $917M | 29 | 29 | 0 | n/a | n/a |
| 2016 | Mar 9, 2017 | $1.5B | $546M | 22 | 20 | n/a | n/a | n/a |
| 2015 | Jan 11, 2016 | $932M | $345M | 22 | 12 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $670M | $102M | 16 | 9 | n/a | n/a | n/a |
| 2013 | Mar 5, 2014 | $537M | $92.7M | 15 | 8 | n/a | n/a | n/a |
| 2012 | Jan 30, 2013 | $301M | $41.8M | 12 | 6 | n/a | n/a | n/a |
| 2011 | Jan 17, 2012 | $218M | $37.6M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 1 | 0 | 0 | 4 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.9B | $6.0B | 14.5% | $4.2B | 17.4% | 35 | 34 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 3 | Jul 31, 2017 | Jul 28, 2017 | LUTHERVILLE, MD | Team lift out | Other | 0.0% |
| UBS FINANCIAL SERVICES INC. | 2 | Sep 22, 2015 | Sep 11, 2015 | HUNT VALLEY, MD | Team lift out | Other | 0.0% |
| MORGAN STANLEY | 3 | Mar 31, 2015 | Mar 23, 2015 | LUTHERVILLE, MD | Team lift out | Other | 0.0% |