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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

JOSE RUBIO

Advisor at WELLS FARGO ADVISORS

SAN LUIS OBISPO, CA | CAMARILLO, CA

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Search this name across graphsid dfx:ria:0c84480f-7bb2-20c7-88ec-372b0920c7d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 21, 2009
First registration: Feb 4, 2011
Dual registered: yes, broker-dealer
Other names: JOSE DE JESUS REYES RUBIO|JOSE J RUBIO|JOSE RUBIO REYES|JOSE RUBIO REYES
IAPD individual key: 5676020

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 28, 2024	n/a	yes	CAMARILLO, CA\|SAN LUIS OBISPO, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 8, 2019	Feb 28, 2024	no	OXNARD, CA\|OXNARD, CA\|OXNARD, CA\|SANTA PAULA, CA\|CARPINTERIA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 13, 2014	Jul 22, 2019	no	VENTURA, CA\|SANTA PAULA, CA\|VENTURA, CA\|SANTA PAULA, CA\|SANTA PAULA, CA\|PORT HUENEME, CA\|OXNARD, CA\|PORT HUENEME, CA\|SANTA PAULA, CA\|OXNARD, CA\|PORT HUENEME, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Feb 5, 2014	no	SANTA PAULA, CA\|VENTURA, CA\|OXNARD, CA\|OXNARD, CA\|OXNARD, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Feb 4, 2011	Oct 1, 2012	no	OXNARD, CA\|VENTURA, CA\|SANTA PAULA, CA\|VENTURA, CA\|OXNARD, CA\|SANTA PAULA, CA\|VENTURA, CA\|OXNARD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Feb 28, 2024	Mar 28, 2024	29	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Jul 22, 2019	Aug 8, 2019	17	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 5, 2014	Feb 13, 2014	8	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:19616:CA:2024-02-24	Feb 28, 2024	Mar 28, 2024	CARPINTERIA, CA	Firm change
7691:79:CA:2019-06-21	Jul 22, 2019	Aug 8, 2019	PORT HUENEME, CA	Firm change

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 28, 2024 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 8, 2019 to Feb 28, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 13, 2014 to Jul 22, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Feb 4, 2011 to Oct 1, 2012factForm ADV

Dated events

Occurred
Feb 28, 2024
Advisor changed firm
Jose Rubio left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2024-03-28)
Form ADVobserved 5 days ago