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CRD 292246
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRIAN FRANCIS ANTENUCCI | Chartered Financial Analyst | Cincinatti, OH | 8 | 20 | 3 | no |
| JASON MARTIN KATZ | Certified Financial Planner | Cincinatti, OH | 8 | 21 | 2 | no |
| WOODROW HUNTER UIBLE | Chartered Financial Analyst | Cincinatti, OH | 8 | 39 | 2 | no |
| KENNETH LAWRENCE SCHLACHTER | Chartered Financial Analyst | Cincinatti, OH | 8 | 31 | 2 | no |
| JAMES BRIAN HAGERTY | Chartered Financial Analyst | Cincinatti, OH | 8 | 30 | 2 | no |
| MICHAEL SAYERS CAMBRON | Chartered Financial Analyst | Cincinatti, OH | 8 | 39 | 2 | no |
| CHRISTOPHER DOUGLAS ROBBINS | Chartered Financial Analyst | Cincinatti, OH | 8 | 19 | 2 | no |
| DAVID PHILIP FRANCIS | n/a | Cincinatti, OH | 8 | 14 | 1 | no |
| KYLE WILLIAM POHLMAN | Chartered Financial Analyst | Cincinatti, OH | 8 | 14 | 1 | no |
| HOLLY HIRT MAZZOCCA | n/a | Cincinatti, OH | 8 | 17 | 1 | no |
| LORI BETH POOLE | Certified Financial Planner | Cincinatti, OH | 8 | 14 | 1 | no |
| KRISTA KAY LINN | Chartered Financial Analyst | Chicago, IL | 7 | 34 | 4 | no |
| MELISSA MABLEY MARTIN | Certified Financial Planner | CHICAGO, IL | 6 | 17 | 4 | no |
| KAILYN MICHAELE NEAT | Certified Financial Planner | Louisville, KY | 6 | 11 | n/a | no |
| Catherine Lillian Crawford | Certified Financial Planner | CINCINNATI, OH | 6 | 14 | n/a | no |
| Brian Michael Walker | Chartered Financial Analyst | CINCINNATI, OH | 6 | 12 | n/a | no |
| PETER WARD FLANZER | n/a | CHICAGO, IL | 5 | 35 | 2 | no |
| ROBERT HENRY DEARBORN | Chartered Financial Analyst|Chartered Investment Counselor | CHICAGO, IL | 5 | 36 | n/a | no |
| ALIYA LINDSAY RIDDLE | Chartered Financial Analyst | CINCINNATI, OH | 4 | 18 | 1 | no |
| Keith Eugene Dershem | Certified Financial Planner | CINCINNATI, OH | 4 | 25 | 2 | no |
| Justin Matthew Ellis | Chartered Financial Analyst | CINCINNATI, OH | 4 | 11 | n/a | no |
| Laura Anne Cuber | Certified Financial Planner | Chicago, IL | 4 | 12 | 1 | no |
| STEVEN TODD NAISER | Chartered Financial Analyst | Louisville, KY | 3 | 25 | 2 | no |
| KAYLA C DEYER | Certified Financial Planner|Chartered Financial Consultant | LOUISVILLE, KY | 3 | 11 | 2 | no |
| Gina Palazzo Slayton | Certified Financial Planner | CINCINNATI, OH | 2 | 10 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANTENUCCI, BRIAN, FRANCIS | Director | Na | yes | 02/2018 | Mar 31, 2026 | Mar 31, 2026 |
| FOCUS OPERATING, LLC | MEMBER (MANAGER) | E | yes | 07/2017 | Mar 31, 2026 | Mar 31, 2026 |
| HAGERTY, JAMES, BRIAN | Ceo | Na | yes | 01/2021 | Mar 31, 2026 | Mar 31, 2026 |
| MAZZOCCA, HOLLY, HIRT | President | Na | yes | 01/2021 | Mar 31, 2026 | Mar 31, 2026 |
| POHLMAN, KYLE, WILLIAM | Director | Na | yes | 02/2018 | Mar 31, 2026 | Mar 31, 2026 |
| POOLE, LORI, BETH | DIRECTOR CHIEF OPERATING OFFICER | Na | yes | 02/2018 | Mar 31, 2026 | Mar 31, 2026 |
| CD&R FERDINAND CO-INVESTOR, L.P. | Partner | C | yes | 08/2023 | Sep 12, 2023 | Mar 26, 2024 |
| CD&R FERDINAND HOLDINGS, L.P. | Partner | D | yes | 08/2023 | Sep 12, 2023 | Mar 26, 2024 |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Partner | D | yes | 08/2023 | Sep 12, 2023 | Mar 26, 2024 |
| FERDINAND FFP ACQUISITION, LLC | SHAREHOLDER, CLASS A COMMON STOCK | E | yes | 08/2023 | Sep 12, 2023 | Mar 26, 2024 |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Member | E | yes | 08/2023 | Sep 12, 2023 | Mar 26, 2024 |
| FERDINAND FFP PARENT, INC. | Member | E | yes | 08/2023 | Sep 12, 2023 | Mar 26, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | SHAREHOLDER, CLASS B COMMON STOCK | E | yes | 08/2023 | Sep 12, 2023 | Mar 26, 2024 |
| FERDINANDFFP ULTIMATE HOLDINGS, LP | Shareholder | E | yes | 08/2023 | Sep 12, 2023 | Mar 26, 2024 |
| FOCUS FINANCIAL PARTNERS INC. | Member | E | yes | 07/2018 | Sep 11, 2018 | Mar 26, 2024 |
| FOCUS FINANCIAL PARTNERS, LLC | Member | E | yes | 01/2007 | Feb 15, 2018 | Mar 26, 2024 |
| KOLDE, CHADWICK, DAVID | CHIEF FINANCIAL OFFICER | Na | yes | 06/2021 | Mar 29, 2023 | Mar 26, 2024 |
| GINOCCHIO, SAMUEL, NELLIS | CHIEF COMPLIANCE OFFICER | Na | no | 11/2025 | Mar 31, 2026 | Mar 31, 2026 |
| GEARY, KIMBERLY, ANN | CHIEF COMPLIANCE OFFICER | Na | no | 07/2022 | Jul 25, 2022 | Mar 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FOCUS RISK SOLUTIONS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 6 | no |
| Louisville | Ky | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $10B | $10B | 84 | 34 | 2 | n/a | n/a |
| 2024 | Mar 26, 2025 | $9.4B | $9.3B | 84 | 35 | 2 | n/a | n/a |
| 2023 | Mar 20, 2024 | $8.4B | $8.4B | 77 | 34 | 2 | n/a | n/a |
| 2022 | Mar 29, 2023 | $6.9B | $6.9B | 71 | 30 | 1 | n/a | n/a |
| 2021 | Apr 1, 2022 | $8.2B | $7.8B | 69 | 32 | 1 | n/a | n/a |
| 2020 | Mar 29, 2021 | $7.2B | $7.1B | 67 | 30 | 1 | n/a | n/a |
| 2019 | Mar 20, 2020 | $6.5B | $6.4B | 67 | 30 | 1 | n/a | n/a |
| 2018 | Mar 27, 2019 | $3.9B | $3.8B | 50 | 20 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | 6.3% | 0 | 1 | 0 | 5 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $10B | $9.4B | 9.2% | $6.9B | 13.8% | 84 | 84 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| LODESTAR INVESTMENT COUNSEL, LLC | 2 | Sep 12, 2019 | Nov 20, 2020 | CHICAGO, IL | Team lift out | RIA to RIA | 100.0% |
| BARTLETT & CO. LLC | 12 | Apr 12, 2018 | Apr 30, 2018 | CINCINNATI, OH | Firm absorbed | RIA to RIA | 100.0% |