DFX Intelligence

K•••• C• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant11 years in industry

K•••• C• D••••

Advisor at B••••••• • C•• W••••• M••••••••• L••

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:c33a921c-1f23-2482-e872-76bd02772526

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 24, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• • C•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• • C•• W••••• M••••••••• L••	Independent wealth	Aug 30, 2023	n/a	yes	LOUISVILLE, KY	Current employment
S•••••••• A•••••••• L••	Bd affiliated wealth	Dec 10, 2021	Aug 21, 2023	no	Louisville, KY\|MIAMI, FL\|Louisville, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••••• L••	B••••••• • C•• W••••• M••••••••• L••	Aug 21, 2023	Aug 30, 2023	9	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••••• A•••••••• L••	Dec 13, 2021	Dec 10, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:226606:KY:2021-12-13	Dec 13, 2021	Dec 10, 2021	LOUISVILLE, KY	Firm change

Relationships

Registered with (3)

→ B••••••• • C•• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 30, 2023 to presentfactForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 10, 2021 to Aug 21, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 24, 2015 to Dec 13, 2021factForm ADV

Dated events

Occurred
Aug 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c33a921c-1f23-2482-e872-76bd02772526
First observed: Nov 24, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.