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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Wilbraham, MA | WESTBOROUGH, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 12, 2021 | n/a | yes | WESTBOROUGH, MA|Wilbraham, MA | Current employment |
| MORGAN STANLEY | Wirehouse | Oct 17, 2017 | Aug 17, 2020 | no | Springfield, MA | Previous registration |
| EDWARD JONES | National bd RIA | Oct 13, 2010 | Oct 18, 2017 | no | ST LOUIS, MO|WILBRAHAM, MA|WILBRAHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 17, 2020 | Mar 12, 2021 | 207 | Firm change | Wirehouse to wirehouse |
| EDWARD JONES | MORGAN STANLEY | Oct 18, 2017 | Oct 17, 2017 | -1 | Firm change | Ibd to wirehouse |