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Advisor at WELLS FARGO ADVISORS
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 7, 2025 | n/a | yes | NEW YORK, NY | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | Apr 30, 2025 | no | NEW YORK, NY | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Mar 26, 2013 | Jan 21, 2014 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Dec 3, 2007 | Mar 15, 2013 | no | EDISON, NJ|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | WELLS FARGO ADVISORS | Apr 30, 2025 | May 7, 2025 | 7 | Firm change | Ibd to wirehouse |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |