DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

PHILIP E LAVELLE

Advisor at THURSTON SPRINGER ADVISORS

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0cb4a1cc-713a-44f7-92e5-692dc0e59461

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 10, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THURSTON SPRINGER ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 13, 1996
First registration: Dec 10, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2778584

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THURSTON SPRINGER ADVISORS	Bd affiliated wealth	Aug 27, 2020	n/a	yes	INDIANAPOLIS, IN	Current employment
ROBOVISE DBA ROBO	Former SEC adviser	Oct 4, 2018	Jan 19, 2022	no	ANDERSON, IN\|INDIANAPOLIS, IN	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 5, 2009	Sep 4, 2013	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|ANDERSON, IN	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Feb 3, 2003	Dec 22, 2008	no	TIPTON, IN\|GREENCASTLE, IN\|KOKOMO, IN\|ALEXANDRIA, IN\|CRAWFORDSVILLE, IN\|INDIANAPOLIS, IN\|KOKOMO, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|FISHERS, IN\|MCCORDSVILLE, IN\|KOKOMO, IN	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Dec 10, 1998	Feb 5, 2003	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROBOVISE DBA ROBO	THURSTON SPRINGER ADVISORS	Jan 19, 2022	Aug 27, 2020	-510	Firm change after gap	RIA to ibd
NEW ENGLAND SECURITIES CORPORATION	ROBOVISE DBA ROBO	Sep 4, 2013	Oct 4, 2018	1,856	Firm change after gap	Other
NATCITY INVESTMENTS, INC.	NEW ENGLAND SECURITIES CORPORATION	Dec 22, 2008	Jan 5, 2009	14	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	NATCITY INVESTMENTS, INC.	Feb 5, 2003	Feb 3, 2003	-2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
285062:299201:IN:2022-01-19	Jan 19, 2022	Aug 27, 2020	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (5)

→ THURSTON SPRINGER ADVISORSRegistered adviserregistration: current employment
Aug 27, 2020 to presentfactForm ADV
→ ROBOVISE DBA ROBORegistered adviserregistration: previous registration
Oct 4, 2018 to Jan 19, 2022factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 5, 2009 to Sep 4, 2013factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 3, 2003 to Dec 22, 2008factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Dec 10, 1998 to Feb 5, 2003factForm ADV

Dated events

Occurred
Jan 19, 2022
Advisor changed firm
Philip E Lavelle left Robovise Dba Robo for Thurston Springer Advisors (registered 2020-08-27)
Form ADVobserved 6 days ago