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Advisor at MML INVESTORS SERVICES, LLC
New York, NY | PARK CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 12, 2018 | n/a | yes | PARK CITY, UT|New York, NY | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jul 14, 2016 | Dec 22, 2017 | no | NEW YORK, NY | Previous registration |
| LORD, ABBETT & CO. LLC | Asset manager | Jun 3, 2015 | Jul 6, 2016 | no | JERSEY CITY, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 25, 2013 | Apr 9, 2015 | no | NEW YORK, NY|BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MML INVESTORS SERVICES, LLC | Dec 22, 2017 | Jan 12, 2018 | 21 | Firm change | Other |
| LORD, ABBETT & CO. LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jul 6, 2016 | Jul 14, 2016 | 8 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LORD, ABBETT & CO. LLC | Apr 9, 2015 | Jun 3, 2015 | 55 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2881:10409:NY:2017-12-22 | Dec 22, 2017 | Jan 12, 2018 | NEW YORK, NY | Firm change |