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Advisor at LPL FINANCIAL LLC
GREEN BAY, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 7, 2022 | n/a | yes | GREEN BAY, WI | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 3, 2018 | Jan 29, 2020 | no | DE PERE, WI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 6, 2017 | Jan 26, 2018 | no | GREEN BAY, WI | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Mar 7, 2017 | Aug 18, 2017 | no | LANCASTER, PA|Dillsburg, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Jan 29, 2020 | Jun 7, 2022 | 860 | Firm change after gap | Ibd to RIA |
| THRIVENT INVESTMENT MANAGEMENT INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 18, 2017 | Dec 6, 2017 | 110 | Firm change | Other |