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Advisor at WESTERN WEALTH MANAGEMENT LLC
Lakewood, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Jun 22, 2016 | n/a | yes | Lakewood, CO | Current employment |
| WESTERN WEALTH MANAGEMENT LLC | Former SEC adviser | Mar 21, 2014 | Jun 22, 2016 | no | GOLDEN, CO | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 26, 2001 | Jun 2, 2006 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | WESTERN WEALTH MANAGEMENT LLC | Jun 22, 2016 | Jun 22, 2016 | 0 | Bulk transfer | Other |
| RBC CAPITAL MARKETS, LLC | WESTERN WEALTH MANAGEMENT LLC | Jun 2, 2006 | Mar 21, 2014 | 2,849 | Firm change after gap | Other |