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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

DAFNA CAPITAL MANAGEMENT, LLC

CRD 129053

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:0cd0e4c4-3da6-7a7d-bfcd-c07c3d36a30c

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 3
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $645MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $645M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 6Schedule D 7.B(1)
Custody, client assets: $645M
SEC number: 801-62559
CIK: 1389933
CRD: 129053
Filings on the tape: 19
First filed: Mar 29, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE
Website: dafnacapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DAFNA LIFESCIENCE, L.P.	Hedge Fund	$469M	Mar 27, 2024	3	Mar 29, 2012	reported	n/a
DAFNA FUND, L.P. SERIES A	Hedge Fund	$262M	Mar 27, 2024	77	Mar 29, 2012	reported	021-106181
DAFNA INTERNATIONAL FUND LTD. CLASS A	Hedge Fund	$203M	Mar 27, 2024	45	Mar 29, 2012	reported	n/a
DAFNA LIFESCIENCE SELECT, L.P.	Hedge Fund	$179M	Mar 27, 2024	3	Mar 29, 2012	reported	n/a
DAFNA FUND, L.P. SERIES C	Hedge Fund	$142M	Mar 27, 2024	21	Mar 29, 2012	reported	021-106181
DAFNA INTERNATIONAL FUND LTD. CLASS C	Hedge Fund	$36.7M	Mar 27, 2024	11	Mar 29, 2012	reported	n/a
DAFNA LIFESCIENCE MARKET NEUTRAL, L.P.	Hedge Fund	$459,571	Oct 25, 2018	2	Mar 29, 2012	dropped	n/a
DAFNA FUND, L.P. SERIES B	Hedge Fund	$459,571	Oct 25, 2018	1	Mar 29, 2012	dropped	021-106181
DAFNA INTERNATIONAL FUND LTD. CLASS B	Hedge Fund	$0	Oct 25, 2018	0	Mar 29, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAFNA HOLDINGS CORP.	GENERAL PARTNER	F	yes	01/2013	Mar 27, 2014	Mar 27, 2024
DAFNA HOLDINGS, L.P.	Member	E	yes	01/2013	Mar 27, 2014	Mar 27, 2024
DCF2 TRUST	LIMITED PARTNER	C	yes	06/2021	Mar 30, 2022	Mar 27, 2024
DLF1 TRUST	LIMITED PARTNER	C	yes	06/2021	Mar 30, 2022	Mar 27, 2024
DSF3 TRUST	LIMITED PARTNER	C	yes	06/2021	Mar 30, 2022	Mar 27, 2024
FISCHEL, NATHAN	Trustee	E	yes	04/1999	Mar 29, 2012	Mar 27, 2024
FISCHEL, NATHAN	CHIEF EXECUTIVE OFFICER	Na	yes	02/2000	Mar 29, 2012	Mar 27, 2024
GHODSIAN, FARIBA, FISCHEL	Trustee	C	yes	05/2021	Mar 29, 2012	Mar 27, 2024
GHODSIAN, FARIBA, FISCHEL	CHIEF INVESTMENT OFFICER	Na	yes	11/2002	Mar 29, 2012	Mar 27, 2024
GHODSIAN, FARIBA, FISCHEL	Trustee	E	yes	04/1999	Mar 29, 2012	Mar 27, 2024
GHODSIAN, FARIBA, FISCHEL	Trustee	C	yes	05/2021	Mar 29, 2012	Mar 27, 2024
GHODSIAN, FARIBA, FISCHEL	Trustee	C	yes	05/2021	Mar 29, 2012	Mar 27, 2024
THE FISCHEL-GHODSIAN FAMILY TRUST	LIMITED PARTNER	E	yes	01/2013	Mar 29, 2012	Mar 27, 2024
LIN, XUN	CHIEF COMPLIANCE OFFICER	Na	no	11/2017	Mar 29, 2018	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$645M	$645M	8	7	0	6	n/a
2024	Mar 28, 2025	$538M	$538M	8	7	0	6	n/a
2023	Mar 27, 2024	$648M	$648M	8	7	0	6	$1.3B
2022	Mar 30, 2023	$543M	$543M	7	6	0	6	$1.1B
2021	Mar 30, 2022	$589M	$589M	7	6	0	6	$1.2B
2020	Mar 30, 2021	$742M	$742M	7	6	0	6	$1.5B
2019	Mar 30, 2020	$529M	$529M	8	6	0	6	$1.1B
2018	Mar 29, 2019	$389M	$389M	6	5	0	6	$778M
2017	Mar 29, 2018	$265M	$265M	7	5	0	9	$530M
2016	Mar 30, 2017	$197M	$197M	7	5	n/a	9	$394M
2015	Mar 18, 2016	$146M	$146M	8	5	n/a	9	$292M
2014	Mar 30, 2015	$187M	$187M	7	4	n/a	9	$373M
2013	Mar 27, 2014	$196M	$196M	6	4	n/a	9	$392M
2012	Mar 27, 2013	$117M	$117M	5	3	n/a	9	$235M
2011	Mar 29, 2012	$100.0M	$100.0M	n/a	n/a	n/a	9	$200M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$645M	$538M	20.0%	$543M	5.9%	8	8	0	0

Relationships

Advises (9)

→ DAFNA LIFESCIENCE, L.P.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ DAFNA LIFESCIENCE SELECT, L.P.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ DAFNA FUND, L.P. SERIES APrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ DAFNA INTERNATIONAL FUND LTD. CLASS APrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ DAFNA FUND, L.P. SERIES CPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ DAFNA INTERNATIONAL FUND LTD. CLASS CPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ DAFNA LIFESCIENCE MARKET NEUTRAL, L.P.Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Oct 25, 2018factForm ADV
→ DAFNA INTERNATIONAL FUND LTD. CLASS BPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Oct 25, 2018factForm ADV
→ DAFNA FUND, L.P. SERIES BPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Oct 25, 2018factForm ADV

Controls (7)

← GHODSIAN, FARIBA, FISCHELOwnerTRUSTEE, ownership code C, individual
Mar 29, 2012 to Mar 27, 2024factForm ADV
← FISCHEL, NATHANOwnerTRUSTEE, ownership code E, individual
Mar 29, 2012 to Mar 27, 2024factForm ADV
← DAFNA HOLDINGS CORP.OwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 27, 2014 to Mar 27, 2024factForm ADV
← DCF2 TRUSTOwnerLIMITED PARTNER, ownership code C, domestic entity
Mar 30, 2022 to Mar 27, 2024factForm ADV
← DLF1 TRUSTOwnerLIMITED PARTNER, ownership code C, domestic entity
Mar 30, 2022 to Mar 27, 2024factForm ADV
← DSF3 TRUSTOwnerLIMITED PARTNER, ownership code C, domestic entity
Mar 30, 2022 to Mar 27, 2024factForm ADV
← THE FISCHEL-GHODSIAN FAMILY TRUSTOwnerLIMITED PARTNER, ownership code E, domestic entity
Mar 29, 2012 to Mar 27, 2024factForm ADV

Owns (1)

← LIN, XUNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2018 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 30, 2021
Regulatory AUM changed
Dafna Capital Management, Llc reported RAUM $742.0M, up 40% from $529.3M (2020-03-30 to 2021-03-30)
Form ADVobserved 6 days ago
$213M
Occurred
Mar 30, 2020
Regulatory AUM changed
Dafna Capital Management, Llc reported RAUM $529.3M, up 36% from $388.9M (2019-03-29 to 2020-03-30)
Form ADVobserved 6 days ago
$140M
Occurred
Mar 29, 2019
Regulatory AUM changed
Dafna Capital Management, Llc reported RAUM $388.9M, up 47% from $264.8M (2018-10-25 to 2019-03-29)
Form ADVobserved 6 days ago
$124M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0cd0e4c4-3da6-7a7d-bfcd-c07c3d36a30c
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAFNA CAPITAL MANAGEMENT, LLC

CRD 129053

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0cd0e4c4-3da6-7a7d-bfcd-c07c3d36a30c

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DAFNA LIFESCIENCE, L.P.

Hedge Fund

$469M

Mar 27, 2024

Mar 29, 2012

reported

n/a

DAFNA FUND, L.P. SERIES A

Hedge Fund

$262M

Mar 27, 2024

Mar 29, 2012

reported

021-106181

DAFNA INTERNATIONAL FUND LTD. CLASS A

Hedge Fund

$203M

Mar 27, 2024

Mar 29, 2012

reported

n/a

DAFNA LIFESCIENCE SELECT, L.P.

Hedge Fund

$179M

Mar 27, 2024

Mar 29, 2012

reported

n/a

DAFNA FUND, L.P. SERIES C

Hedge Fund

$142M

Mar 27, 2024

Mar 29, 2012

reported

021-106181

DAFNA INTERNATIONAL FUND LTD. CLASS C

Hedge Fund

$36.7M

Mar 27, 2024

Mar 29, 2012

reported

n/a

DAFNA LIFESCIENCE MARKET NEUTRAL, L.P.

Hedge Fund

$459,571

Oct 25, 2018

Mar 29, 2012

dropped

n/a

DAFNA FUND, L.P. SERIES B

Hedge Fund

$459,571

Oct 25, 2018

Mar 29, 2012

dropped

021-106181

DAFNA INTERNATIONAL FUND LTD. CLASS B

Hedge Fund

Oct 25, 2018

Mar 29, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAFNA HOLDINGS CORP.

GENERAL PARTNER

yes

01/2013

Mar 27, 2014

Mar 27, 2024

DAFNA HOLDINGS, L.P.

Member

yes

01/2013

Mar 27, 2014

Mar 27, 2024

DCF2 TRUST

LIMITED PARTNER

yes

06/2021

Mar 30, 2022

Mar 27, 2024

DLF1 TRUST

LIMITED PARTNER

yes

06/2021

Mar 30, 2022

Mar 27, 2024

DSF3 TRUST

LIMITED PARTNER

yes

06/2021

Mar 30, 2022

Mar 27, 2024

FISCHEL, NATHAN

Trustee

yes

04/1999

Mar 29, 2012

Mar 27, 2024

FISCHEL, NATHAN

CHIEF EXECUTIVE OFFICER

yes

02/2000

Mar 29, 2012

Mar 27, 2024

GHODSIAN, FARIBA, FISCHEL

Trustee

yes

05/2021

Mar 29, 2012

Mar 27, 2024

GHODSIAN, FARIBA, FISCHEL

CHIEF INVESTMENT OFFICER

yes

11/2002

Mar 29, 2012

Mar 27, 2024

GHODSIAN, FARIBA, FISCHEL

Trustee

yes

04/1999

Mar 29, 2012

Mar 27, 2024

GHODSIAN, FARIBA, FISCHEL

Trustee

yes

05/2021

Mar 29, 2012

Mar 27, 2024

GHODSIAN, FARIBA, FISCHEL

Trustee

yes

05/2021

Mar 29, 2012

Mar 27, 2024

THE FISCHEL-GHODSIAN FAMILY TRUST

LIMITED PARTNER

yes

01/2013

Mar 29, 2012

Mar 27, 2024

LIN, XUN

CHIEF COMPLIANCE OFFICER

11/2017

Mar 29, 2018

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$645M

n/a

2024

Mar 28, 2025

$538M

n/a

2023

Mar 27, 2024

$648M

$1.3B

2022

Mar 30, 2023

$543M

$1.1B

2021

Mar 30, 2022

$589M

$1.2B

2020

Mar 30, 2021

$742M

$1.5B

2019

Mar 30, 2020

$529M

$1.1B

2018

Mar 29, 2019

$389M

$778M

2017

Mar 29, 2018

$265M

$530M

2016

Mar 30, 2017

$197M

n/a

$394M

2015

Mar 18, 2016

$146M

n/a

$292M

2014

Mar 30, 2015

$187M

n/a

$373M

2013

Mar 27, 2014

$196M

n/a

$392M

2012

Mar 27, 2013

$117M

n/a

$235M

2011

Mar 29, 2012

$100.0M

n/a

$200M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$645M

$538M

20.0%

$543M

5.9%