DFX Intelligence
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SEC-registered adviser
D•••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 19 filings
SEC status approved since Dec 19, 2003
RAUM
$645M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$645M as of Mar 30, 2026
Mar 29, 2012$100.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20120 then
Employees (5.A)8 as of Mar 30, 2026
Mar 27, 20135 then
Private funds6 as of Mar 30, 2026
Mar 29, 20129 then
RAUM +20% over the last fiscal year+5.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $161MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $645M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$645M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $645M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••• L••••••••• L••• | Hedge Fund | $469M | 3 | Mar 29, 2012 |
| D•••• F•••• L••• S••••• A• | Hedge Fund | $262M | 77 | Mar 29, 2012 |
| D•••• I••••••••• F••• L••• C•••• A• | Hedge Fund | $203M | 45 | Mar 29, 2012 |
| D•••• L••••••••• S•••••• L••• | Hedge Fund | $179M | 3 | Mar 29, 2012 |
| D•••• F•••• L••• S••••• C• | Hedge Fund | $142M | 21 | Mar 29, 2012 |
| D•••• I••••••••• F••• L••• C•••• C• | Hedge Fund | $36.7M | 11 | Mar 29, 2012 |
| D•••• L••••••••• M••••• N••••••• L•••no longer reported | Hedge Fund | $459,571 | 2 | Mar 29, 2012 |
| D•••• F•••• L••• S••••• B•no longer reported | Hedge Fund | $459,571 | 1 | Mar 29, 2012 |
| D•••• I••••••••• F••• L••• C•••• B•no longer reported | Hedge Fund | $0 | 0 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• N••••• · Chief Executive Officercontrolsince 02/2000 · owns less than 5%
- G•••••••• F•••••• F•••••• · Chief Investment Officercontrolsince 11/2002 · owns less than 5%
- F••••••• N••••• · Trusteecontrolsince 04/1999 · owns 75% or more of T•• F••••••••• F••••• T••••
- G•••••••• F•••••• F•••••• · Trusteecontrolsince 05/2021 · owns 25% to 50% of D••• T••••
- G•••••••• F•••••• F•••••• · Trusteecontrolsince 04/1999 · owns 75% or more of T•• F••••••••• F••••• T••••
- G•••••••• F•••••• F•••••• · Trusteecontrolsince 05/2021 · owns 25% to 50% of D••• T••••
- G•••••••• F•••••• F•••••• · Trusteecontrolsince 05/2021 · owns 25% to 50% of D••• T••••
- L••• X•• · Chief Compliance Officersince 11/2017 · owns less than 5%
Entity owners
- D•••• H•••••••• L••• · Memberdirect · owns 75% or more
- D•••• H••••••• C•••• · General Partnerindirect · owns F of D•••• H•••••••• L•••
- D••• T•••• · Limited Partnerindirect · owns 25% to 50% of D•••• H•••••••• L•••
- D••• T•••• · Limited Partnerindirect · owns 25% to 50% of D•••• H•••••••• L•••
- D••• T•••• · Limited Partnerindirect · owns 25% to 50% of D•••• H•••••••• L•••
- T•• F••••••••• F••••• T•••• · Limited Partnerindirect · owns 75% or more of D•••• H•••••••• L•••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $538M to $645MMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $538M to $645MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $538M to $645MMar 28, 2025 to Mar 30, 2026
- RAUM · $538M to $645MMar 28, 2025 to Mar 30, 2026
- Assets in custody · $648M to $538MMar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $648M to $538MMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $648M to $538MMar 27, 2024 to Mar 28, 2025
- RAUM · $648M to $538MMar 27, 2024 to Mar 28, 2025
- Advisory employees · 6 to 7Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $543M to $648MMar 30, 2023 to Mar 27, 2024
- Employees · 7 to 8Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $543M to $648MMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $543M to $648MMar 30, 2023 to Mar 27, 2024
- RAUM · $543M to $648MMar 30, 2023 to Mar 27, 2024
- Assets in custody · $589M to $543MNov 2, 2022 to Mar 30, 2023
- Discretionary RAUM · $589M to $543MNov 2, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $589M to $543MNov 2, 2022 to Mar 30, 2023
- RAUM · $589M to $543MNov 2, 2022 to Mar 30, 2023
- Assets in custody · $742M to $589MMar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $742M to $589MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $742M to $589MMar 30, 2021 to Mar 30, 2022
- RAUM · $742M to $589MMar 30, 2021 to Mar 30, 2022
- Assets in custody · $529M to $742MMar 30, 2020 to Mar 30, 2021
- Employees · 8 to 7Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $529M to $742MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $529M to $742MMar 30, 2020 to Mar 30, 2021
- RAUM · $529M to $742MMar 30, 2020 to Mar 30, 2021
- Advisory employees · 5 to 6Mar 29, 2019 to Mar 30, 2020
- Assets in custody · $389M to $529MMar 29, 2019 to Mar 30, 2020
- Employees · 6 to 8Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $389M to $529MMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $389M to $529MMar 29, 2019 to Mar 30, 2020
- RAUM · $389M to $529MMar 29, 2019 to Mar 30, 2020
- Accounts · 5 to 4Oct 25, 2018 to Mar 29, 2019
- Pooled vehicle clients · 5 to 4Oct 25, 2018 to Mar 29, 2019
- Assets in custody · $265M to $389MOct 25, 2018 to Mar 29, 2019
- Employees · 7 to 6Oct 25, 2018 to Mar 29, 2019
- Private funds · 9 to 6Oct 25, 2018 to Mar 29, 2019
- Discretionary RAUM · $265M to $389MOct 25, 2018 to Mar 29, 2019
Signals
3 dated events
- D•••• C•••••• M••••••••• L•• reported RAUM $742.0M, up 40% from $529.3M (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- D•••• C•••••• M••••••••• L•• reported RAUM $529.3M, up 36% from $388.9M (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- D•••• C•••••• M••••••••• L•• reported RAUM $388.9M, up 47% from $264.8M (2018-10-25 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/D••••-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 21, 2026
- Website
- D••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 310-954-3200reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026