DFX Intelligence

W••••• S•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

W••••• S•••• H••••

Advisor at C•••••••

RALEIGH, NC

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Search this name across graphsid dfx:ria:0cd2a35e-5d48-0623-1f0c-e7cfca4de009

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Sep 30, 1997 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W••••• S•••• H••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 14, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Apr 9, 2015	n/a	yes	RALEIGH, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 15, 2002	Oct 17, 2003	no	RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C•••••••	Oct 17, 2003	Apr 9, 2015	4,192	Firm change after gap	Other
C••••••• F•••••••• A•••••••• L••	W•••• F•••• A•••••••	Jun 27, 2002	Jun 15, 2002

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Apr 9, 2015 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 15, 2002 to Oct 17, 2003factForm ADV
→ C••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 30, 1997 to Jun 27, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0cd2a35e-5d48-0623-1f0c-e7cfca4de009
First observed: Sep 30, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.