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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

DIGITAL WEALTH LLC

CRD 288949

CARDIFF, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0cd923e1-7a46-7e64-f592-894419d7cd71

Data as of Jul 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2017 to Jul 12, 2018
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-110902
CRD: 288949
Filings on the tape: 9
First filed: Jun 28, 2017
Latest filed: Jul 12, 2018
Organised: Limited Liability Company, Nevada

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAPOZZA, STEVEN, PAUL	GENERAL MANAGER/ELECTED MANAGER	Na	yes	05/2017	Jun 28, 2017	Jul 12, 2018
KEY ACQUISITION LLC	PARENT COMPANY/MEMBER	E	yes	05/2017	Jun 28, 2017	Jul 12, 2018
WEBER, MAXWELL, DAVID	CHIEF COMPLIANCE OFFICER/ELECTED MANAGER	Na	yes	05/2017	Jun 28, 2017	Jul 12, 2018
COINBASE GLOBAL. INC.	PARENT COMPANY	E	no	07/2018	Jul 12, 2018	Jul 12, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KEYSTONE CAPITAL CORPORATION	n/a	Former SEC adviser	$12.5M	N	yes	n/a
VENOVATE MARKETPLACE, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 22, 2018	n/a	n/a	3	0	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	n/a	n/a	n/a	n/a	n/a	3	n/a	0	n/a

Relationships

Affiliated with (1)

→ KEYSTONE CAPITAL CORPORATIONRegistered adviserbroker-dealer, common control
factForm ADV

Controls (3)

← CAPOZZA, STEVEN, PAULOwnerGENERAL MANAGER/ELECTED MANAGER, ownership code NA, individual
Jun 28, 2017 to presentfactForm ADV
← WEBER, MAXWELL, DAVIDOwnerCHIEF COMPLIANCE OFFICER/ELECTED MANAGER, ownership code NA, individual
Jun 28, 2017 to presentfactForm ADV
← KEY ACQUISITION LLCOwnerPARENT COMPANY/MEMBER, ownership code E, domestic entity
Jun 28, 2017 to presentfactForm ADV

Owns (1)

← COINBASE GLOBAL. INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Jul 12, 2018 to presentfactForm ADV

Dated events

Occurred
Jun 28, 2017
First Form ADV filing
Digital Wealth Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0cd923e1-7a46-7e64-f592-894419d7cd71
First observed: Jun 28, 2017
Last observed: Jul 12, 2018 99 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DIGITAL WEALTH LLC

CRD 288949

CARDIFF, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0cd923e1-7a46-7e64-f592-894419d7cd71

Data as of Jul 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAPOZZA, STEVEN, PAUL

GENERAL MANAGER/ELECTED MANAGER

yes

05/2017

Jun 28, 2017

Jul 12, 2018

KEY ACQUISITION LLC

PARENT COMPANY/MEMBER

yes

05/2017

Jun 28, 2017

Jul 12, 2018

WEBER, MAXWELL, DAVID

CHIEF COMPLIANCE OFFICER/ELECTED MANAGER

yes

05/2017

Jun 28, 2017

Jul 12, 2018

COINBASE GLOBAL. INC.

PARENT COMPANY

07/2018

Jul 12, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KEYSTONE CAPITAL CORPORATION

n/a

Former SEC adviser

$12.5M

yes

n/a

VENOVATE MARKETPLACE, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 22, 2018

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

n/a