This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$12.5MItem 5.F on the latest filing (2016-05-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$8.5M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

15

Advisory employees

15

Accounts

143

SEC number

801-78249

CRD

10722

Filings on the tape

14

First filed

Jun 20, 2013

Latest filed

May 16, 2016

Organised

Corporation, California

• Occurred

  Jun 20, 2013
  First Form ADV filing

  Keystone Capital Corporation filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:803163f6-a28d-5ed1-c5db-ae32ad6be5aa

First observed

Jun 20, 2013

Last observed

May 16, 2016 126 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.