DFX Intelligence

M••••• J••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

M••••• J••• H••••

Advisor at S••••••• W••••• M••••••••• ••• L••••••

LONDON

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• W••••• M••••••••• ••• L••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• W••••• M••••••••• ••• L••••••	Independent wealth	Oct 13, 2025	n/a	yes	London	Current employment
R•••• B••• O• C••••• I••••••••• M••••••••• L••••••	Former SEC adviser	Oct 20, 2011	Jul 14, 2017	no	London

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• B••• O• C••••• I••••••••• M••••••••• L••••••	S••••••• W••••• M••••••••• ••• L••••••	Jul 14, 2017	Oct 13, 2025	3,013	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
112284:289151:--:2017-07-13	Jul 14, 2017	Oct 13, 2025	London	Firm change after gap

Relationships

Registered with (2)

→ S••••••• W••••• M••••••••• ••• L••••••Registered adviserregistration: current employment
Oct 13, 2025 to presentfactForm ADV
→ R•••• B••• O• C••••• I••••••••• M••••••••• L••••••Registered adviserregistration: previous registration
Oct 20, 2011 to Jul 14, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 20, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.