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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SCHRODER WEALTH MANAGEMENT (US) LIMITED

CRD 289151

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d467ddd-3881-7a68-735f-80f6b5ab7316

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 11
On other graphs: 0
Observed: Jun 30, 2017 to Apr 1, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.7 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $977MderivedItem 5.D individuals plus high net worth individuals
Private client share: 70%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $281Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 272
Individual clients: 0
High net worth clients: 252
SEC number: 801-110948
CIK: 1086619
CRD: 289151
Filings on the tape: 19
First filed: Jun 30, 2017
Latest filed: Apr 1, 2026
Organised: Corporation
Website: schroders.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Emily Caroline Kidd	n/a	London	2	10	n/a	no
Leshek Julian Farthing	Certified Financial Planner	London	1	11	2	no
JANETTE CLARE SAXER	n/a	London	0	24	1	no
MARTIN JOHN HEALE	n/a	London	0	15	1	no
MICHAEL GEOFFREY GREENWOOD	n/a	London	0	17	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EMMERSON, DOMINIC, PETER CORTI	CHAIR - DIRECTOR - MANAGER	Na	yes	05/2023	Apr 1, 2026	Apr 1, 2026
Glover, Toby, James	CHIEF EXECUTIVE OFFICER - DIRECTOR - MANAGER	Na	yes	05/2023	Apr 1, 2026	Apr 1, 2026
MCCANN, Tim	CHIEF FINANCIAL OFFICER - DIRECTOR	Na	yes	11/2025	Apr 1, 2026	Apr 1, 2026
SCHRODER WEALTH HOLDINGS	PARENT COMPANY	E	yes	05/2017	Apr 1, 2026	Apr 1, 2026
FITZGERALD, HELEN, LOUISE	CHIEF FINANCIAL OFFICER - DIRECTOR	Na	yes	10/2020	Mar 31, 2021	Mar 28, 2024
SCHRODER ADMINISTRATION LIMITED	PARENT COMPANY	E	yes	07/2015	Jun 30, 2017	Mar 28, 2024
SCHRODER WEALTH HOLDINGS LIMITED	PARENT COMPANY	E	yes	05/2017	Jun 30, 2017	Mar 28, 2024
SCHRODERS PLC	PARENT COMPANY	E	yes	11/2003	Jun 30, 2017	Mar 28, 2024
NOAH, BENEDICT, JOEL DAVID	CHIEF COMPLIANCE OFFICER	Na	no	11/2019	Apr 1, 2026	Apr 1, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SCHRODER & CO. LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 1, 2026	$1.4B	$1.1B	9	5	n/a	n/a
2024	Mar 31, 2025	$922M	$673M	6	3	n/a	n/a
2023	Mar 28, 2024	$790M	$515M	4	3	n/a	n/a
2022	Mar 31, 2023	$557M	$317M	4	3	n/a	n/a
2021	Mar 17, 2022	$667M	$317M	4	3	n/a	n/a
2020	Mar 31, 2021	$467M	$206M	4	3	n/a	n/a
2019	Apr 1, 2020	$332M	$86.5M	4	3	n/a	n/a
2018	Mar 28, 2019	$281M	$51.6M	4	3	n/a	n/a
2017	Mar 29, 2018	$999,740	$999,740	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$922M	52.1%	$557M	36.0%	9	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED	2	Jul 13, 2017	Oct 13, 2025	London	Team lift out	Other	50.0%

Relationships

Registered with (5)

← MICHAEL GEOFFREY GREENWOODAdvisorregistration: current employment
Nov 30, 2025 to presentfactForm ADV
← JANETTE CLARE SAXERAdvisorregistration: current employment
Oct 13, 2025 to presentfactForm ADV
← MARTIN JOHN HEALEAdvisorregistration: current employment
Oct 13, 2025 to presentfactForm ADV
← Leshek Julian FarthingAdvisorregistration: current employment
Sep 30, 2024 to presentfactForm ADV
← Emily Caroline KiddAdvisorregistration: current employment
May 31, 2024 to presentfactForm ADV

Moved with (1)

← ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITEDRegistered adviser2 advisors, team lift out
Jul 13, 2017 to Oct 13, 2025factForm ADV

Controls (6)

← EMMERSON, DOMINIC, PETER CORTIOwnerCHAIR - DIRECTOR - MANAGER, ownership code NA, individual
Jun 30, 2017 to Mar 28, 2024factForm ADV
← FITZGERALD, HELEN, LOUISEOwnerCHIEF FINANCIAL OFFICER - DIRECTOR, ownership code NA, individual
Mar 31, 2021 to Mar 28, 2024factForm ADV
← Glover, Toby, JamesOwnerCHIEF EXECUTIVE OFFICER - DIRECTOR - MANAGER, ownership code NA, individual
Jul 20, 2023 to Mar 28, 2024factForm ADV
← SCHRODER ADMINISTRATION LIMITEDOwnerPARENT COMPANY, ownership code E, foreign entity
Jun 30, 2017 to Mar 28, 2024factForm ADV
← SCHRODER WEALTH HOLDINGS LIMITEDOwnerPARENT COMPANY, ownership code E, foreign entity
Jun 30, 2017 to Mar 28, 2024factForm ADV
← SCHRODERS PLCOwnerPARENT COMPANY, ownership code E, foreign entity
Jun 30, 2017 to Mar 28, 2024factForm ADV

Owns (1)

← NOAH, BENEDICT, JOEL DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2021 to Mar 28, 2024factForm ADV

Dated events

Occurred
Apr 1, 2026
Regulatory AUM changed
Schroder Wealth Management (Us) Limited reported RAUM $1.4B, up 52% from $922.4M (2025-03-31 to 2026-04-01)
Form ADVobserved 6 days ago
$480M
Occurred
Mar 28, 2024
Regulatory AUM changed
Schroder Wealth Management (Us) Limited reported RAUM $790.1M, up 42% from $557.0M (2023-07-20 to 2024-03-28)
Form ADVobserved 6 days ago
$233M
Occurred
Jul 20, 2023
Control person left
Mary-Anne Daly (Chair - Director - Manager) no longer on Schedule A of Schroder Wealth Management (Us) Limited (listed 2023-03-31, absent 2023-07-20)
Form ADVobserved 6 days ago
Occurred
Jul 20, 2023
Control person joined
James Toby Glover (Chief Executive Officer - Director - Manager) appeared on Schedule A of Schroder Wealth Management (Us) Limited
Form ADVobserved 6 days ago
Occurred
Mar 17, 2022
Regulatory AUM changed
Schroder Wealth Management (Us) Limited reported RAUM $667.3M, up 43% from $467.0M (2021-03-31 to 2022-03-17)
Form ADVobserved 6 days ago
$200M
Occurred
Mar 31, 2021
Regulatory AUM changed
Schroder Wealth Management (Us) Limited reported RAUM $467.0M, up 41% from $332.0M (2020-06-30 to 2021-03-31)
Form ADVobserved 6 days ago
$135M
Occurred
Mar 31, 2021
Control person joined
Louise Helen Fitzgerald (Chief Financial Officer - Director) appeared on Schedule A of Schroder Wealth Management (Us) Limited
Form ADVobserved 6 days ago
Occurred
Jun 2, 2020
Control person left
Carolyn Sims (Chief Financial Officer - Director - Manager) no longer on Schedule A of Schroder Wealth Management (Us) Limited (listed 2020-04-01, absent 2020-06-02)
Form ADVobserved 6 days ago
Occurred
Apr 1, 2020
Control person left
William John Jeremy Turnbull (Chief Compliance Officer - Director - Manager) no longer on Schedule A of Schroder Wealth Management (Us) Limited (listed 2019-09-20, absent 2020-04-01)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2019
Control person left
John Shirley Andrew Ross (Chairman - Director - Manager) no longer on Schedule A of Schroder Wealth Management (Us) Limited (listed 2018-03-29, absent 2019-03-28)
Form ADVobserved 6 days ago
Occurred
Jun 30, 2017
First Form ADV filing
Schroder Wealth Management (Us) Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d467ddd-3881-7a68-735f-80f6b5ab7316
First observed: Jun 30, 2017
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCHRODER WEALTH MANAGEMENT (US) LIMITED

CRD 289151

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d467ddd-3881-7a68-735f-80f6b5ab7316

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:20 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Emily Caroline Kidd

n/a

London

n/a

Leshek Julian Farthing

Certified Financial Planner

London

JANETTE CLARE SAXER

n/a

London

MARTIN JOHN HEALE

n/a

London

MICHAEL GEOFFREY GREENWOOD

n/a

London

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EMMERSON, DOMINIC, PETER CORTI

CHAIR - DIRECTOR - MANAGER

yes

05/2023

Apr 1, 2026

Glover, Toby, James

CHIEF EXECUTIVE OFFICER - DIRECTOR - MANAGER

yes

05/2023

Apr 1, 2026

MCCANN, Tim

CHIEF FINANCIAL OFFICER - DIRECTOR

yes

11/2025

Apr 1, 2026

SCHRODER WEALTH HOLDINGS

PARENT COMPANY

yes

05/2017

Apr 1, 2026

FITZGERALD, HELEN, LOUISE

CHIEF FINANCIAL OFFICER - DIRECTOR

yes

10/2020

Mar 31, 2021

Mar 28, 2024

SCHRODER ADMINISTRATION LIMITED

PARENT COMPANY

yes

07/2015

Jun 30, 2017

Mar 28, 2024

SCHRODER WEALTH HOLDINGS LIMITED

PARENT COMPANY

yes

05/2017

Jun 30, 2017

Mar 28, 2024

SCHRODERS PLC

PARENT COMPANY

yes

11/2003

Jun 30, 2017

Mar 28, 2024

NOAH, BENEDICT, JOEL DAVID

CHIEF COMPLIANCE OFFICER

11/2019

Apr 1, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SCHRODER & CO. LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$1.4B

$1.1B

n/a

2024

Mar 31, 2025

$922M

$673M

n/a

2023

Mar 28, 2024

$790M

$515M

n/a

2022

Mar 31, 2023

$557M

$317M

n/a

2021

Mar 17, 2022

$667M

$317M

n/a

2020

Mar 31, 2021

$467M

$206M

n/a

2019

Apr 1, 2020

$332M

$86.5M

n/a

2018

Mar 28, 2019

$281M

$51.6M

n/a

2017

Mar 29, 2018

$999,740

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$922M

52.1%

$557M

36.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED

Jul 13, 2017

Oct 13, 2025

London

Team lift out

Other

50.0%