DFX Intelligence
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Reading the graph
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Advisor at R•• A••••••• G••••• L••
DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• A••••••• G••••• L•• | Independent wealth | Feb 10, 2010 | n/a | yes | DES MOINES, IA | Current employment |
| A•••••• B••• O••••• T••••••••• L•• | n/a | Mar 23, 2016 | Dec 31, 2016 | no | DES MOINES, IA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• B••• O••••• T••••••••• L•• | n/a | Dec 31, 2016 | n/a | n/a | Departure no registered destination | Departure |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | R•• A••••••• G••••• L•• | Apr 23, 2010 | Feb 10, 2010 | -72 |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Oct 3, 2008 | Apr 23, 2010 | no | ANKENY, IA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 4, 2003 | Oct 6, 2008 | no | ANKENY, IA|CANNON FALLS, MN|DANVILLE, IA | Previous registration |
| Firm change after gap |
| Other |
| L•• F•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Oct 6, 2008 | Oct 3, 2008 | -3 | Firm change | Other |