DFX Intelligence

C••••••• M•••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

C••••••• M•••• D••••••

Advisor at A••••••• S••••••• N••••••

ATLANTA, GA | Troy, MI

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Search this name across graphsid dfx:ria:0cedb8f6-e34b-2454-aa3a-362b103bdab3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S••••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S••••••• N••••••	Independent wealth	Apr 4, 2012	n/a	yes	ATLANTA, GA\|Troy, MI	Current employment
B• R•••• W••••• M•••••••••	Former SEC adviser	Nov 12, 2010	Apr 2, 2012	no	BIRMINGHAM, MI\|BIRMINGHAM, MI\|Memphis, TN\|BIRMINGHAM, MI\|LIVONIA, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• M•••••••••	A••••••• S••••••• N••••••	Apr 2, 2012	Apr 4, 2012	2	Firm change	Other
S••	B• R•••• W••••• M•••••••••	Nov 11, 2010	Nov 12, 2010

Relationships

Registered with (3)

→ A••••••• S••••••• N••••••Registered adviserregistration: current employment
Apr 4, 2012 to presentfactForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 12, 2010 to Apr 2, 2012factForm ADV
→ S••Registered adviserregistration: previous registration
Jul 29, 2005 to Nov 11, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0cedb8f6-e34b-2454-aa3a-362b103bdab3
First observed: Jul 29, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.