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RIA / WealthAdvisor38 years in industry

AILEEN A. GRANT

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Bee Cave, TX

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Search this name across graphsid dfx:ria:0cf92c53-e5c9-2959-c40a-4a769b7f7959

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Jan 11, 1988
First registration: Jan 4, 2002
Dual registered: no
Other names: AILEEN TREGAY|ALICE AILEEN MCCALL|ALICE AILEEN TREGAY|AILEEN A TREGAY|A AILEEN TREGAY|AILEEN A MCCALL|AILEEN A GRANT|AILEEN GRANT
IAPD individual key: 1721024

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 19, 2020	n/a	yes	Bee Cave, TX	Current employment
PENCE WEALTH MANAGEMENT, INC.	n/a	Jul 11, 2013	Aug 1, 2016	no	NEWPORT BEACH, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 27, 2013	Aug 12, 2016	no	NEWPORT BEACH, CA\|TORRANCE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 11, 2011	Apr 3, 2013	no	IRVINE, CA	Previous registration
RITTENHOUSE ASSET MANAGEMENT, INC.	n/a	Jul 27, 2006	Jan 9, 2008	no	IRVINE, CA	Previous registration
GENTER ADVISORS LLC	Independent wealth	Jul 30, 2002	Dec 31, 2005	no	LOS ANGELES, CA	Previous registration
GENTER CAPITAL MANAGEMENT	Independent wealth	Jan 4, 2002	Dec 31, 2005	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	PENCE WEALTH MANAGEMENT, INC.	Aug 12, 2016	Jul 11, 2013	-1,128	Firm change after gap	Other
PENCE WEALTH MANAGEMENT, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 1, 2016	Aug 19, 2020	1,479	Firm change after gap	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Apr 3, 2013	Mar 27, 2013	-7	Firm change	Other
RITTENHOUSE ASSET MANAGEMENT, INC.	WELLS FARGO ADVISORS	Jan 9, 2008	Apr 11, 2011	1,188	Firm change after gap	Other
GENTER CAPITAL MANAGEMENT	GENTER ADVISORS LLC	Dec 31, 2005	Jul 30, 2002	-1,250	Firm change after gap	Other
GENTER ADVISORS LLC	RITTENHOUSE ASSET MANAGEMENT, INC.	Dec 31, 2005	Jul 27, 2006	208	Firm change	Other

Relationships

Registered with (7)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Aug 19, 2020 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 27, 2013 to Aug 12, 2016factForm ADV
→ PENCE WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 11, 2013 to Aug 1, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 11, 2011 to Apr 3, 2013factForm ADV
→ RITTENHOUSE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 27, 2006 to Jan 9, 2008factForm ADV
→ GENTER CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jan 4, 2002 to Dec 31, 2005factForm ADV
→ GENTER ADVISORS LLCRegistered adviserregistration: previous registration
Jul 30, 2002 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.