DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GENTER ADVISORS LLC

CRD 113916

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e53812a-428e-5a0b-2d30-265e1a36d5de

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 7
On other graphs: 0
Observed: Mar 29, 2012 to Apr 1, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=8.0
Regulatory AUM: $183MItem 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $183M
Private client RAUM: $166MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $22.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 63
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 569
Individual clients: 515
High net worth clients: 29
Custody, client assets: $28.1M
SEC number: 801-60408
CIK: 51762
CRD: 113916
Filings on the tape: 24
First filed: Mar 29, 2012
Latest filed: Apr 1, 2026
Organised: Limited Liability Company, CA
Website: genteradvisors.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARBER, JAMES, LAURANCE	SR. VICE PRESIDENT	Na	yes	01/2022	Mar 29, 2012	May 17, 2024
BARRY, JOHN, NMN	SR. VICE PRESIDENT-OPERATIONS	Na	yes	08/2021	Mar 28, 2018	May 17, 2024
DEMSHKI, TIMOTHY, JUDSON	SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION	Na	yes	06/2003	Mar 29, 2012	May 17, 2024
ELLIOTT, BRIAN, LAWRENCE	SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION	Na	yes	01/2012	Mar 29, 2012	May 17, 2024
GENTER CAPITAL LLC	OWNER/MEMBER	E	yes	06/2001	Mar 29, 2012	May 17, 2024
GENTER, DANIEL, JOHN	MEMBER/MANAGER	E	yes	03/1998	Mar 29, 2012	May 17, 2024
GENTER, DANIEL, JOHN	PRESIDENT/CEO/CIO	Na	yes	06/2001	Mar 29, 2012	May 17, 2024
GUTIERREZ, MANUEL, AGA	SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER	Na	yes	06/2001	Mar 29, 2012	May 17, 2024
HALL, ALEXANDER, JOSEPH	SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME	Na	yes	04/2016	Mar 28, 2017	May 17, 2024
PESCHERINE, DAVID, WILLIAM	SR. VICE PRESIDENT/DIRECTOR OF EQUITY	Na	yes	01/2022	Mar 29, 2012	May 17, 2024
PYTLEWSKI, BRIAN, JOHN	SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME	Na	yes	04/2016	Mar 28, 2017	May 17, 2024
RYAN, PAUL, MORRIS	SR. VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGER	Na	yes	03/2022	Mar 30, 2023	May 17, 2024
VYAS, RAJIV, RANDHIR	SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH	Na	no	03/2020	Mar 31, 2021	May 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RNC CAPITAL MANAGEMENT LLC	n/a	Independent wealth	$5.1B	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$183M	$183M	63	4	0	n/a	n/a
2024	Mar 28, 2025	$163M	$163M	64	4	0	n/a	n/a
2023	Mar 28, 2024	$158M	$158M	65	4	0	n/a	n/a
2022	Mar 30, 2023	$146M	$146M	65	4	0	n/a	n/a
2021	Mar 30, 2022	$191M	$191M	67	5	0	n/a	n/a
2020	Mar 31, 2021	$179M	$179M	74	5	0	n/a	n/a
2019	Mar 30, 2020	$185M	$185M	67	5	0	n/a	n/a
2018	Mar 29, 2019	$170M	$170M	67	6	0	n/a	n/a
2017	Mar 28, 2018	$203M	$203M	67	6	0	n/a	n/a
2016	Mar 28, 2017	$186M	$186M	68	6	n/a	n/a	n/a
2015	Mar 29, 2016	$196M	$196M	68	6	n/a	n/a	n/a
2014	Mar 30, 2015	$214M	$214M	68	6	n/a	n/a	n/a
2013	Mar 28, 2014	$214M	$214M	67	10	n/a	n/a	n/a
2012	Mar 28, 2013	$176M	$176M	69	16	n/a	n/a	n/a
2011	Mar 29, 2012	$179M	$179M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$183M	$163M	12.0%	$146M	7.8%	63	64	0	0

Relationships

Registered with (15)

← DANIEL JOHN GENTERAdvisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← Roger Rhodes WallAdvisorregistration: current employment
Jul 22, 2026 to presentfactForm ADV
← JESUS ARNULFO CEJAAdvisorregistration: current employment
Jul 22, 2026 to presentfactForm ADV
← WILLIAM FRANK KLEPPERAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Olivia Rose LaQuaAdvisorregistration: current employment
Mar 8, 2024 to presentfactForm ADV
← ELLEN FRED STRAUSSAdvisorregistration: current employment
Jul 30, 2002 to presentfactForm ADV
← TIMOTHY JUDSON DEMSHKIAdvisorregistration: current employment
Jul 30, 2002 to presentfactForm ADV
← CHARLES HYNSON WARNERAdvisorregistration: current employment
Jul 26, 2001 to presentfactForm ADV
← MITCHELL HAROLD FREEDMANAdvisorregistration: previous registration
Oct 1, 2001 to Sep 1, 2023factForm ADV
← CHARLES ANDREW ROBBAdvisorregistration: previous registration
Dec 1, 2006 to May 24, 2022factForm ADV
← PAUL SANGYOP LEEAdvisorregistration: previous registration
Apr 2, 2015 to Aug 22, 2016factForm ADV
← Peter Dominic deMartinoAdvisorregistration: previous registration
Jun 5, 2014 to Aug 6, 2014factForm ADV
← JONATHAN PAUL FAIRCHILDAdvisorregistration: previous registration
Jul 26, 2001 to Oct 5, 2011factForm ADV
← AILEEN A. GRANTAdvisorregistration: previous registration
Jul 30, 2002 to Dec 31, 2005factForm ADV
← WILLIAM PATRICK DOUGHERTYAdvisorregistration: previous registration
Mar 15, 2002 to Dec 31, 2005factForm ADV

Affiliated with (2)

→ GENTER CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← GENTER CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (11)

← GENTER, DANIEL, JOHNOwnerMEMBER/MANAGER, ownership code E, individual
Mar 29, 2012 to May 17, 2024factForm ADV
← GUTIERREZ, MANUEL, AGAOwnerSR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to May 17, 2024factForm ADV
← BARBER, JAMES, LAURANCEOwnerSR. VICE PRESIDENT, ownership code NA, individual
Mar 29, 2012 to May 17, 2024factForm ADV
← ELLIOTT, BRIAN, LAWRENCEOwnerSR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION, ownership code NA, individual
Mar 29, 2012 to May 17, 2024factForm ADV
← BARRY, JOHN, NMNOwnerSR. VICE PRESIDENT-OPERATIONS, ownership code NA, individual
Mar 28, 2018 to May 17, 2024factForm ADV
← DEMSHKI, TIMOTHY, JUDSONOwnerSR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION, ownership code NA, individual
Mar 29, 2012 to May 17, 2024factForm ADV
← PYTLEWSKI, BRIAN, JOHNOwnerSR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME, ownership code NA, individual
Mar 28, 2017 to May 17, 2024factForm ADV
← HALL, ALEXANDER, JOSEPHOwnerSR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME, ownership code NA, individual
Mar 28, 2017 to May 17, 2024factForm ADV
← PESCHERINE, DAVID, WILLIAMOwnerSR. VICE PRESIDENT/DIRECTOR OF EQUITY, ownership code NA, individual
Mar 29, 2012 to May 17, 2024factForm ADV
← RYAN, PAUL, MORRISOwnerSR. VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGER, ownership code NA, individual
Mar 30, 2023 to May 17, 2024factForm ADV
← GENTER CAPITAL LLCOwnerOWNER/MEMBER, ownership code E, domestic entity
Mar 29, 2012 to May 17, 2024factForm ADV

Owns (1)

← VYAS, RAJIV, RANDHIROwnerSR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH, ownership code NA, individual
Mar 31, 2021 to May 17, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Advisor headcount changed
Genter Advisors Llc reported 7 state-registered advisory representatives, down from 24 (2025-03-28 to 2026-03-30)
Form ADVobserved 5 days ago
-17 IARS
Occurred
Dec 8, 2023
Control person left
George John Marshall (Sr. Vice President/Director Of Equity Portfolio Management) no longer on Schedule A of Genter Advisors Llc (listed 2023-05-08, absent 2023-12-08)
Form ADVobserved 5 days ago
Occurred
Sep 1, 2023
Advisor changed firm
Mitchell Harold Freedman left Genter Advisors Llc for Strait & Sound (registered 2023-06-28)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person joined
M. Paul Ryan (Senior Vice President/Fixed Income Portfolio Manager) appeared on Schedule A of Genter Advisors Llc
Form ADVobserved 5 days ago
Occurred
May 24, 2022
Advisor changed firm
Charles Andrew Robb left Genter Advisors Llc for Telos Capital Management, Inc. (registered 2022-05-28)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person left
Mark Stephan Bradasich (Sr. Vice President/Director Of Fixed Income) no longer on Schedule A of Genter Advisors Llc (listed 2019-03-29, absent 2020-03-30)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 28, 2025
Genter Advisors Llc reported 24 state-registered advisory representatives, up from 8 (2024-05-17 to 2025-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e53812a-428e-5a0b-2d30-265e1a36d5de
First observed: Mar 29, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GENTER ADVISORS LLC

CRD 113916

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e53812a-428e-5a0b-2d30-265e1a36d5de

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARBER, JAMES, LAURANCE

SR. VICE PRESIDENT

yes

01/2022

Mar 29, 2012

May 17, 2024

BARRY, JOHN, NMN

SR. VICE PRESIDENT-OPERATIONS

yes

08/2021

Mar 28, 2018

May 17, 2024

DEMSHKI, TIMOTHY, JUDSON

SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION

yes

06/2003

Mar 29, 2012

May 17, 2024

ELLIOTT, BRIAN, LAWRENCE

SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION

yes

01/2012

Mar 29, 2012

May 17, 2024

GENTER CAPITAL LLC

OWNER/MEMBER

yes

06/2001

Mar 29, 2012

May 17, 2024

GENTER, DANIEL, JOHN

MEMBER/MANAGER

yes

03/1998

Mar 29, 2012

May 17, 2024

GENTER, DANIEL, JOHN

PRESIDENT/CEO/CIO

yes

06/2001

Mar 29, 2012

May 17, 2024

GUTIERREZ, MANUEL, AGA

SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER

yes

06/2001

Mar 29, 2012

May 17, 2024

HALL, ALEXANDER, JOSEPH

SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME

yes

04/2016

Mar 28, 2017

May 17, 2024

PESCHERINE, DAVID, WILLIAM

SR. VICE PRESIDENT/DIRECTOR OF EQUITY

yes

01/2022

Mar 29, 2012

May 17, 2024

PYTLEWSKI, BRIAN, JOHN

SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME

yes

04/2016

Mar 28, 2017

May 17, 2024

RYAN, PAUL, MORRIS

SR. VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGER

yes

03/2022

Mar 30, 2023

May 17, 2024

VYAS, RAJIV, RANDHIR

SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH

03/2020

Mar 31, 2021

May 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RNC CAPITAL MANAGEMENT LLC

n/a

Independent wealth

$5.1B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$183M

n/a

2024

Mar 28, 2025

$163M

n/a

2023

Mar 28, 2024

$158M

n/a

2022

Mar 30, 2023

$146M

n/a

2021

Mar 30, 2022

$191M

n/a

2020

Mar 31, 2021

$179M

n/a

2019

Mar 30, 2020

$185M

n/a

2018

Mar 29, 2019

$170M

n/a

2017

Mar 28, 2018

$203M

n/a

2016

Mar 28, 2017

$186M

n/a

2015

Mar 29, 2016

$196M

n/a

2014

Mar 30, 2015

$214M

n/a

2013

Mar 28, 2014

$214M

n/a

2012

Mar 28, 2013

$176M

n/a

2011

Mar 29, 2012

$179M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$183M

$163M

12.0%

$146M

7.8%