DFX Intelligence
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Reading the graph
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Advisor at J••• M••••• S••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Jun 2, 2008 | n/a | yes | Norwalk, CT|New York, NY|NEW YORK, NY | Current employment |
| A•• R••••••••• P••• A•••••••• L•• | Former SEC adviser | May 18, 2006 | Feb 15, 2008 | no | ATLANTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•• R••••••••• P••• A•••••••• L•• | J••• M••••• S••••••••• L•• | Feb 15, 2008 | Jun 2, 2008 | 108 | Firm change | Other |
| A•• C•••••• A••••••• L•• | A•• R••••••••• P••• A•••••••• L•• | Dec 31, 2005 | May 18, 2006 |
| A•• C•••••• A••••••• L•• | n/a | May 7, 2003 | Dec 31, 2005 | no | STAMFORD, CT | Previous registration |
| 138 |
| Firm change |
| Other |