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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

AON RETIREMENT PLAN ADVISORS, LLC

CRD 136462

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:167c8081-98ee-7eb8-50e5-3ae0901ee79d

Data as of Apr 11, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 1
Observed: Jan 3, 2012 to Apr 11, 2019
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

AON Retirement Plan Advisors, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.7MItem 5.F on the latest filing (2019-04-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7M
Private client RAUM: $2.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 16
Individual clients: 7
High net worth clients: 5
SEC number: 801-64559
CRD: 136462
Filings on the tape: 14
First filed: Jan 3, 2012
Latest filed: Apr 11, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AON CONSULTING WORLDWIDE, INC.	Parent	E	yes	01/1990	Jan 3, 2012	Apr 11, 2019
AON CONSULTING, INC. (NJ)	Owner	E	yes	07/2005	Jan 3, 2012	Apr 11, 2019
AON CORPORATION	Parent	E	yes	02/1997	Jan 3, 2012	Apr 11, 2019
AON GROUP, INC.	Parent	E	yes	03/1987	Jan 3, 2012	Apr 11, 2019
CHAMBLEY, JEFFREY, TODD	MANAGING MEMBER	Na	yes	02/2008	Jan 3, 2012	Apr 11, 2019
THOMAS, MARK, ELWOOD	Manager	Na	yes	01/2009	Jan 3, 2012	Apr 11, 2019
CARRICK, GREGORY, JOSEPH	MANAGER, CHIEF COMPLIANCE OFFICER	Na	no	01/2014	Mar 28, 2014	Apr 11, 2019
WILLIAMS, THOMAS, LYLE	VICE PRESIDENT	Na	no	01/2019	Mar 29, 2019	Apr 11, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AON HEWITT INVESTMENT CONSULTING, INC.	n/a	Institutional manager	$151B	N	yes	n/a
AON SECURITIES LLC	n/a	No RAUM reported	$0	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Stamford	Ct	United States	1	no
FORT WASHINGTON	Pa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$2.7M	$2.7M	8	4	2	n/a	n/a
2017	Mar 30, 2018	$3.0M	$3.0M	8	4	2	n/a	n/a
2016	Mar 29, 2017	$2.2M	$2.2M	7	4	n/a	n/a	n/a
2015	Mar 30, 2016	$2.1M	$2.1M	7	4	n/a	n/a	n/a
2014	Mar 30, 2015	$2.3M	$2.3M	7	4	n/a	n/a	n/a
2013	Mar 28, 2014	$2.6M	$2.6M	8	4	n/a	n/a	n/a
2012	Apr 1, 2013	$3.8M	$2.3M	7	4	n/a	n/a	n/a
2011	Mar 30, 2012	$6.7M	$2.6M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$2.7M	$3.0M	-9.9%	$2.1M	7.9%	8	8	2	2

Relationships

Affiliated with (3)

→ AON INVESTMENTS USA INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ AON SECURITIES LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← TOWNSEND GROUP ADVISORS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV

Controls (5)

← THOMAS, MARK, ELWOODOwnerMANAGER, ownership code NA, individual
Jan 3, 2012 to presentfactForm ADV
← CHAMBLEY, JEFFREY, TODDOwnerMANAGING MEMBER, ownership code NA, individual
Jan 3, 2012 to presentfactForm ADV
← AON CONSULTING WORLDWIDE, INC.OwnerPARENT, ownership code E, domestic entity
Jan 3, 2012 to presentfactForm ADV
← AON CONSULTING, INC. (NJ)OwnerOWNER, ownership code E, domestic entity
Jan 3, 2012 to presentfactForm ADV
← AON CORPORATIONOwnerPARENT, ownership code E, domestic entity
Jan 3, 2012 to presentfactForm ADV

Owns (2)

← CARRICK, GREGORY, JOSEPHOwnerMANAGER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2014 to presentfactForm ADV
← WILLIAMS, THOMAS, LYLEOwnerVICE PRESIDENT, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV

Registered with (1)

← Richard J DoyleAdvisorregistration: previous registration
May 18, 2006 to Feb 15, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:167c8081-98ee-7eb8-50e5-3ae0901ee79d
First observed: Jan 3, 2012
Last observed: Apr 11, 2019 90 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AON RETIREMENT PLAN ADVISORS, LLC

CRD 136462

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:167c8081-98ee-7eb8-50e5-3ae0901ee79d

Data as of Apr 11, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AON CONSULTING WORLDWIDE, INC.

Parent

yes

01/1990

Jan 3, 2012

Apr 11, 2019

AON CONSULTING, INC. (NJ)

Owner

yes

07/2005

Jan 3, 2012

Apr 11, 2019

AON CORPORATION

Parent

yes

02/1997

Jan 3, 2012

Apr 11, 2019

AON GROUP, INC.

Parent

yes

03/1987

Jan 3, 2012

Apr 11, 2019

CHAMBLEY, JEFFREY, TODD

MANAGING MEMBER

yes

02/2008

Jan 3, 2012

Apr 11, 2019

THOMAS, MARK, ELWOOD

Manager

yes

01/2009

Jan 3, 2012

Apr 11, 2019

CARRICK, GREGORY, JOSEPH

MANAGER, CHIEF COMPLIANCE OFFICER

01/2014

Mar 28, 2014

Apr 11, 2019

WILLIAMS, THOMAS, LYLE

VICE PRESIDENT

01/2019

Mar 29, 2019

Apr 11, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AON HEWITT INVESTMENT CONSULTING, INC.

n/a

Institutional manager

$151B

yes

n/a

AON SECURITIES LLC

n/a

No RAUM reported

yes

n/a

City

State

Country

Employees

Also broker-dealer

Stamford

United States

FORT WASHINGTON

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$2.7M

n/a

2017

Mar 30, 2018

$3.0M

n/a

2016

Mar 29, 2017

$2.2M

n/a

2015

Mar 30, 2016

$2.1M

n/a

2014

Mar 30, 2015

$2.3M

n/a

2013

Mar 28, 2014

$2.6M

n/a

2012

Apr 1, 2013

$3.8M

$2.3M

n/a

2011

Mar 30, 2012

$6.7M

$2.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$2.7M

$3.0M

-9.9%

$2.1M

7.9%