DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

DAVID ALLEN MORRIS

Advisor at WELLS FARGO ADVISORS

COLUMBIA, SC | SPARTANBURG, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0d088589-4063-8ea2-0661-d5d50589308e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 20, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 20, 2003
First registration: Jan 23, 2007
Dual registered: yes, broker-dealer
Other names: ALLEN MORRIS
IAPD individual key: 4618712

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 18, 2013	n/a	yes	SPARTANBURG, SC\|COLUMBIA, SC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Apr 24, 2013	no	GAFFNEY, SC\|SPARTANBURG, SC\|SPARTANBURG, SC\|NEW YORK, NY\|COLUMBIA, SC\|SPARTANBURG, SC	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Sep 18, 2008	Oct 23, 2009	no	GAFFNEY, SC\|SPARTANBURG, SC	Previous registration
EDWARD JONES	National bd RIA	Jan 23, 2007	Sep 16, 2008	no	Murrells Inlet, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Apr 24, 2013	Apr 18, 2013	-6	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
EDWARD JONES	BANC OF AMERICA INVESTMENT SERVICES, INC.	Sep 16, 2008	Sep 18, 2008	2	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 18, 2013 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Apr 24, 2013factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 18, 2008 to Oct 23, 2009factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 23, 2007 to Sep 16, 2008factForm ADV

Dated events

No dated event names this entity yet.