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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Wouter Stokman

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Midlothian, TX | Mansfield, TX

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Search this name across graphsid dfx:ria:0d0bf63f-337d-f545-7bde-eed2eebd9e48

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 12, 2006
First registration: Nov 1, 2011
Dual registered: yes, broker-dealer
Other names: Wouter J Stokman|Wouter Johan Stokman
IAPD individual key: 5158139

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 8, 2024	n/a	yes	Midlothian, TX\|Mansfield, TX	Current employment
EDWARD JONES	National bd RIA	Jul 21, 2017	Jul 9, 2024	no	MANSFIELD, TX\|MANSFIELD, TX	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Aug 10, 2015	Jul 18, 2017	no	BEDFORD, TX\|MCLEAN, VA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jul 14, 2015	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|FT. WORTH, TX\|ARLINGTON, TX\|ARLINGTON, TX\|ARLINGTON, TX\|MANSFIELD, TX\|MANSFIELD, TX\|MANSFIELD,, TX\|ARLINGTON, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 1, 2011	Oct 1, 2012	no	DALLAS, TX\|DALLAS, TX\|FORT WORTH, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 9, 2024	Jul 8, 2024	-1	Firm change	Ibd to ibd
CAPITAL ONE ADVISORS, LLC	EDWARD JONES	Jul 18, 2017	Jul 21, 2017	3	Firm change	Other
J.P. MORGAN SECURITIES LLC	CAPITAL ONE ADVISORS, LLC	Jul 14, 2015	Aug 10, 2015	27	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
136865:250:VA:2017-07-18	Jul 18, 2017	Jul 21, 2017	MCLEAN, VA	Firm change

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jul 8, 2024 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 21, 2017 to Jul 9, 2024factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 10, 2015 to Jul 18, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jul 14, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 1, 2011 to Oct 1, 2012factForm ADV

Dated events

Occurred
Jul 9, 2024
Advisor changed firm
Wouter Stokman left Edward Jones for Ameriprise Financial Services, Llc (registered 2024-07-08)
Form ADVobserved 5 days ago