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Advisor at CONTINENTAL INVESTORS SERVICES, INC.
LONGVIEW, WA | Renton, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONTINENTAL INVESTORS SERVICES, INC. | Independent wealth | Feb 7, 2019 | n/a | yes | Renton, WA|LONGVIEW, WA | Current employment |
| SWEETWATER INVESTMENTS INC | Former SEC adviser | May 25, 2007 | Feb 6, 2019 | no | REDMOND, WA|REDMOND, WA | Previous registration |
| RA BENCH, INC | n/a | Apr 8, 2004 | Mar 6, 2007 | no | SEATTLE, WA | Previous registration |
| FINANCIAL RESOURCES GROUP | Former SEC adviser | Feb 7, 2000 | Jan 7, 2005 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SWEETWATER INVESTMENTS INC | CONTINENTAL INVESTORS SERVICES, INC. | Feb 6, 2019 | Feb 7, 2019 | 1 | Firm change | RIA to RIA |
| RA BENCH, INC | SWEETWATER INVESTMENTS INC | Mar 6, 2007 | May 25, 2007 | 80 | Firm change | Other |
| FINANCIAL RESOURCES GROUP | RA BENCH, INC | Jan 7, 2005 | Apr 8, 2004 | -274 | Firm change after gap | Other |