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F•••••••• R•••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

F•••••••• R•••••••• G••••

F•••••••• R•••••••• G••••.COM LLC, CRD 116897

BELLEVUE, WA

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Search this name across graphsid dfx:ria:87039aab-658c-91d5-c088-d07e82474b48

Data as of Dec 16, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 15, 2014 to Dec 16, 2015
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $388MItem 5.F on the latest filing (2015-12-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••••• B•••••••• D•••	CO-OWNER AND CCO	D	yes	10/2015	Dec 16, 2015	Dec 16, 2015
W•• J••••• S•••••••	CO-OWNER	D	yes	10/2015	Dec 16, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 26, 2015	$388M	$0	4	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$388M	n/a	n/a	n/a	n/a	4	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•• F••••• W••••• A•••••••	2	Nov 14, 2016	Jun 23, 2016	BELLEVUE, WA	Team lift out	Other	100.0%

Relationships

Controls (2)

← W•• J••••• S•••••••OwnerCO-OWNER, ownership code D, individual
Dec 16, 2015 to presentfactForm ADV
← J••••••• B•••••••• D•••OwnerCO-OWNER AND CCO, ownership code D, individual
Dec 16, 2015 to presentfactForm ADV

Registered with (3)

← J•••• S••••••• WUAdvisorregistration: previous registration
May 17, 2004 to Nov 14, 2016factForm ADV
← B••••••• D••• J••••••

Dated events

Occurred
Dec 10, 2015
Succession filed (Item 4)
F•••••••• R•••••••• G•••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Jan 15, 2014
First Form ADV filing
F•••••••• R•••••••• G•••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87039aab-658c-91d5-c088-d07e82474b48
First observed: Jan 15, 2014
Last observed: Dec 16, 2015 131 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.