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CRD 150109
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| VIGNOLA, LAWRENCE, NEAL | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | yes | 06/2010 | Feb 29, 2012 | Mar 1, 2018 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | Mar 1, 2018 | n/a | n/a | 2 | 2 | 0 | n/a | n/a |
| 2016 | Feb 23, 2017 | $1.2B | $6.2M | 3 | 3 | n/a | n/a | n/a |
| 2015 | Feb 1, 2016 | $1.2B | $0 | 3 | 3 | n/a | n/a | n/a |
| 2014 | Jan 28, 2015 | $1.0B | $0 | 3 | 3 | n/a | n/a | n/a |
| 2013 | Jan 15, 2014 | $912M | $0 | 4 | 4 | n/a | n/a | n/a |
| 2012 | Jan 30, 2013 | $702M | $0 | 3 | 3 | n/a | n/a | n/a |
| 2011 | Feb 29, 2012 | $503M | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | n/a | $1.2B | n/a | $1.0B | n/a | 2 | 3 | 0 | n/a |