DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Stable Two Financial LLC

Former SEC-registered adviserCincinnati, OhioCRD 150109SEC 801-71633IAPD
Latest filing Mar 1, 2018
First filing on the tape Feb 29, 2012 · 8 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.2B as of Feb 23, 2017
Feb 29, 2012$503M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 1, 2018
Jan 30, 20133 then
Employees (5.A)2 as of Mar 1, 2018
Jan 30, 20133 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of Mar 1, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
22reported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Neal Lawrence Vignola · Managing Member And Chief Compliance Officercontrol
    since 06/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 34.0 to unset
    Feb 23, 2017 to Mar 1, 2018
  • Advisory employees · 3 to 2
    Feb 23, 2017 to Mar 1, 2018
  • BD registered reps · 3 to 2
    Feb 23, 2017 to Mar 1, 2018
  • Pension plan clients · unset to 22.0
    Feb 23, 2017 to Mar 1, 2018
  • Employees · 3 to 2
    Feb 23, 2017 to Mar 1, 2018
  • State-registered IARs · 3 to 2
    Feb 23, 2017 to Mar 1, 2018
  • Other offices · unset to 0.0
    Feb 23, 2017 to Mar 1, 2018
  • Discretionary RAUM · 6200000.0 to unset
    Feb 23, 2017 to Mar 1, 2018
  • Non-discretionary RAUM · 1199200000.0 to unset
    Feb 23, 2017 to Mar 1, 2018
  • Pension RAUM · unset to 0.0
    Feb 23, 2017 to Mar 1, 2018
  • RAUM · 1205400000.0 to unset
    Feb 23, 2017 to Mar 1, 2018
  • Accounts · 28 to 34
    Feb 1, 2016 to Feb 23, 2017
  • Discretionary RAUM · $0 to $6.2M
    Feb 1, 2016 to Feb 23, 2017
  • Non-discretionary RAUM · $1.2B to $1.2B
    Feb 1, 2016 to Feb 23, 2017
  • RAUM · $1.2B to $1.2B
    Feb 1, 2016 to Feb 23, 2017
  • Non-discretionary RAUM · $1.0B to $1.2B
    Jan 28, 2015 to Feb 1, 2016
  • RAUM · $1.0B to $1.2B
    Jan 28, 2015 to Feb 1, 2016
  • Related broker-dealer · false to true
    Jan 28, 2015 to Feb 1, 2016
  • Accounts · 26 to 28
    Jun 20, 2014 to Jan 28, 2015
  • Non-discretionary RAUM · $912M to $1.0B
    Jun 20, 2014 to Jan 28, 2015
  • RAUM · $912M to $1.0B
    Jun 20, 2014 to Jan 28, 2015
  • Advisory employees · 4 to 3
    Jan 15, 2014 to Jun 20, 2014
  • BD registered reps · 4 to 3
    Jan 15, 2014 to Jun 20, 2014
  • Employees · 4 to 3
    Jan 15, 2014 to Jun 20, 2014
  • State-registered IARs · 4 to 3
    Jan 15, 2014 to Jun 20, 2014
  • Accounts · 23 to 26
    Jan 30, 2013 to Jan 15, 2014
  • Advisory employees · 3 to 4
    Jan 30, 2013 to Jan 15, 2014
  • BD registered reps · 3 to 4
    Jan 30, 2013 to Jan 15, 2014
  • Employees · 3 to 4
    Jan 30, 2013 to Jan 15, 2014
  • State-registered IARs · 3 to 4
    Jan 30, 2013 to Jan 15, 2014
  • Non-discretionary RAUM · $702M to $912M
    Jan 30, 2013 to Jan 15, 2014
  • RAUM · $702M to $912M
    Jan 30, 2013 to Jan 15, 2014
  • Accounts · 18 to 23
    Feb 29, 2012 to Jan 30, 2013
  • Advisory employees · unset to 3.0
    Feb 29, 2012 to Jan 30, 2013
  • BD registered reps · unset to 3.0
    Feb 29, 2012 to Jan 30, 2013
  • Employees · unset to 3.0
    Feb 29, 2012 to Jan 30, 2013
  • State-registered IARs · unset to 3.0
    Feb 29, 2012 to Jan 30, 2013
  • Non-discretionary RAUM · $503M to $702M
    Feb 29, 2012 to Jan 30, 2013
  • RAUM · $503M to $702M
    Feb 29, 2012 to Jan 30, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026