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A••••••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

A••••••• I••••••••• M••••••••• L••

CRD 152012

JENISON, MI

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Search this name across graphsid dfx:ria:0d190cf9-23cd-f375-83b8-93b3fa0c57c0

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 2
Observed: Mar 26, 2012 to Mar 30, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••••• I••••••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

A••••••• I••••••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.02 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $207M••• Locked
Discretionary RAUM: $173M
Private client RAUM: $177Mderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $103Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••• W•••••• N•••••	n/a	JENISON, MI	16	23	1	no
J•••• L•• H••••••	n/a	JENISON, MI	11	12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• • A••••••••• F•••••••• F•••• L••	Private Equity Fund	$4.7M	Mar 13, 2024	15	Mar 30, 2012	reported	021-943562

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• J••••• L••	CO-TRUSTEE	D	yes	08/2016	Mar 25, 2023	Mar 13, 2024
H••••••• J•••••• L••••••	CO-TRUSTEE	D	yes	08/2016	Aug 25, 2023	Mar 13, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$207M	$179M	15.5%	$119M	20.2%	6	5	0	0

Relationships

Advises (1)

→ S•••• • A••••••••• F•••••••• F•••• L••Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV

Registered with (2)

← J•••• L•• H••••••Advisorregistration: current employment
Jan 27, 2015 to presentfactForm ADV
← T••• W•••••• N•••••Advisorregistration: current employment
May 3, 2010 to presentfactForm ADV

Controls (4)

Dated events

Occurred
Aug 25, 2023
Control person joined
L•••••• J••••• H•••••• (Co-Trustee) appeared on Schedule A of A••••••• I••••••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 25, 2023
Control person joined
A L••• N••••• (Co-Trustee) appeared on Schedule A of A••••••• I••••••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
May 14, 2021
First Form ADV filing
A••••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d190cf9-23cd-f375-83b8-93b3fa0c57c0
First observed: Mar 26, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.